Originally published online as doi:10.1189/JLB.0309135 on June 18, 2009
Published online before print June 18, 2009
(Journal of Leukocyte Biology. 2009;86:513-528.)
© 2009 Society for Leukocyte Biology
Liver natural killer and natural killer T cells: immunobiology and emerging roles in liver diseases
Bin Gao1,
Svetlana Radaeva2 and
Ogyi Park
Section on Liver Biology, Laboratory of Physiologic Studies, National Institute on Alcohol Abuse and Alcoholism, National Institutes of Health, Bethesda, Maryland, USA
1. Correspondence: Section on Liver Biology, NIAAA/NIH, 5625 Fishers Lane, Room 2S-33, Bethesda, MD 20892, USA. E-mail: bgao{at}mail.nih.gov

ABSTRACT
Hepatic lymphocytes are enriched in NK and NKT cells that play
important roles in antiviral and antitumor defenses and in the
pathogenesis of chronic liver disease. In this review, we discuss
the differential distribution of NK and NKT cells in mouse,
rat, and human livers, the ultrastructural similarities and
differences between liver NK and NKT cells, and the regulation
of liver NK and NKT cells in a variety of murine liver injury
models. We also summarize recent findings about the role of
NK and NKT cells in liver injury, fibrosis, and repair. In general,
NK and NKT cells accelerate liver injury by producing proinflammatory
cytokines and killing hepatocytes. NK cells inhibit liver fibrosis
via killing early-activated and senescent-activated stellate
cells and producing IFN-

. In regulating liver fibrosis, NKT
cells appear to be less important than NK cells as a result
of hepatic NKT cell tolerance. NK cells inhibit liver regeneration
by producing IFN-

and killing hepatocytes; however, the role
of NK cells on the proliferation of liver progenitor cells and
the role of NKT cells in liver regeneration have been controversial.
The emerging roles of NK/NKT cells in chronic human liver disease
will also be discussed. Understanding the role of NK and NKT
cells in the pathogenesis of chronic liver disease may help
us design better therapies to treat patients with this disease.
Key Words: NK NKT liver poly I:C

Introduction
In 1976, Wisse et al. [
1
] first described "pit cells", a new
type of rat liver sinusoidal cell so named because they contained
highly characteristic cytoplasmic granules resembling fruit
pits. Now known as liver-specific NK cells, these cells show
different immunophenotypical, morphological, and functional
characteristics from peripheral NK cells [
2
3
4
5
6
]. Liver
NK cells are identifiable by characteristic NK cell-specific
markers using flow cytometry (see
Table 1
). In general, DX5
or NK1.1 markers (NK1.1 is only found in certain strains such
as C57BL/6 mice) have been widely used to identify mouse NK
cells (CD3
–DX5
+ or CD3
–NK1.1
+) [
7
]. Rat NK cells
are distinguished by NKR-P1A (CD3
–NKR-P1A
+). Human NK
cells are identifiable by CD56 (adhesion molecule mediating
homotypic adhesion) cell markers and can be divided into two
major populations: CD56
dimCD3
– and CD56
brightCD3
– cells. Although CD56
dimCD3
– cells account for 90% of human
NK cells and are more cytotoxic against tumor cells, the CD56
brightCD3
– cells account for the remaining 10% of human NK cells and are
more efficient at producing cytokines [
8
,
9
]. Some NK cells
also express DC markers, which produce substantial amounts of
IFN-

and share phenotypic and functional properties of DCs and
NK cells. These cells were named as NKDC (NK1.1
+CD11c
+CD3
– in C57BL/6 mice) [
10
11
12
13
] or IKDC (CD11c
intB220
+CD49
+MHC
II
+ in C57BL/6 mice) cells [
14
,
15
]. However, recent studies
suggest that these cells represent a subset of activated NK
cells [
16
17
18
], and their antigen-presenting functions have
been questioned [
16
]. In addition, flow cytometric analyses
have detected a population of cells expressing NK and T cell
markers, which were referred as NKT cells. Now, it is known
that NKT cells are a heterogeneous group of T lymphocytes that
recognize the lipid antigens presented by the nonclassical MHC
class I-like molecule CD1 [
19
20
21
]. The human CD1 family
consists of five distinct isoforms, including CD1a, -b, -c,
-d, and -e, whereas mice only express CD1d [
22
]. The CD1d-dependent
NKT cells can be broadly divided into two types of cells including
type I and type II NKT cells, which are described briefly in
Table 2
. The best way to identify the CD1d-depdent NKT cells
is to use tetramers of CD1d loaded with

-GalCer. NK1.1 and CD3
have also been widely used to detect mouse NKT cells in C57BL/6
mice. Human NKT cells express

β or


TCR and various NKRs,
including CD16, CD56, CD69, CD161, and others, and are identifiable
by using CD56 and CD3 markers. CD56
+CD3
+ cells in the human
liver were also named as hepatic NT cells, as the phenotype
of this population is associated most strikingly with the human
liver [
23
].
NK cells are abundant in liver lymphocytes and play an important
role in first-line, innate defense against viral infection and
tumor transformation [
24
,
25
]. The functionalities of NK cells
are believed to be mediated via production of cytokines such
as IFN-

or direct killing of target cells. The cytotoxicity
of NK cells against target cells is determined by an imbalance
between the effects of inhibitory and stimulatory receptors
expressed on NK cells with their corresponding ligands expressed
on target cells [
26
27
28
29
]. The inhibitory receptors include
Ig-like killer inhibitory receptor and Ly-49A and CD94/NKG2
receptors that recognize MHC class I molecules expressed on
target cells and subsequently inactivate NK cell functions.
The stimulatory receptors include NKp46, NKp30, and NKp44, collectively
referred to as natural cytotoxicity receptors, NKG2D, and DNAX
accessory molecule-1 (CD226) [
26
27
28
29
]. Among them, the
NKG2D receptor is the best defined and is recognized by MICA
and UL16-binding proteins expressed on human target cells. Mouse
NKG2D receptors are activated by RAE-1, histocompatibility 60,
and mouse UL16-binding protein-like transcript 1 [
26
27
28
29
].
A large population of liver NK cells also expresses DC markers [11
12
13
, 30
]. For example, in naïve C57BL/6 mice, about one-third of liver NK cells (NK1.1+CD3–) expresses CD11c (NKDC: NK1.1+CD11c+CD3– cells), which displayed enhanced cytotoxicity against tumor cells and a greater IFN-
response compared with CD11c–NK cells [11
12
13
]. Liver NKDCs can also cause T cell alloproliferation when stimulated by CpG motifs or adenovirus [13
]. Thus, liver NKDCs likely play important roles in innate and adaptive responses against bacterial and viral infections and tumor transformation [12
, 13
].
Liver lymphocytes are also enriched in NKT cells, accounting for 20–35% of mouse liver lymphocytes and 10–15% of rat and human liver lymphocytes [31
32
33
34
]. NKT cells have been shown to play an important role in regulating innate and adaptive immunity via production of a variety of cytokines, including IFN-
and IL-4 [19
20
21
]. Increasing evidence suggests that different NKT cell subsets may exert distinct, even opposing functions (see Table 2
). The important roles of NK and NKT cells in contributing to the pathogenesis of human liver disease have been documented in several excellent reviews [35
36
37
38
39
40
41
42
]. In this review, we will discuss the distinguishing characteristics of mouse liver NK/NKT cells and discuss findings about the roles of NK/NKT cells in liver injury, fibrosis, and repair in rodent models. We will also discuss briefly the potential roles of NK/NKT cells in the pathogenesis of viral hepatitis, nonalcoholic steatohepatitis, alcoholic liver disease, autoimmune liver disease, and HCC.

LIVER NK AND NKT CELLS
Differential distribution of NK and NKT cells in mouse, rat, and human livers
The distribution of NK and NKT cells is different in the livers
of mice, rats, and humans
(Table 1)
. In general, flow cytometry
data show that lymphocytes from mouse liver have more NKT cells,
and rat and human liver lymphocytes have more NK cells. Findings
from the

-GalCer injection experiments provide further evidence
that the higher number of NKT cells is found in mouse livers,
and rat livers contain the lower number of NKT cells. Injection
of

-GalCer, a NKT cell activator, caused significant liver injury
in mice, as demonstrated by elevated serum ALT levels [
43
,
44
], and the same treatment elevated serum ALT levels only
slightly in rats (O. Park and B. Gao, unpublished data). These
data suggest that rats are less sensitive to

-GalCer-induced
NKT-mediated liver injury. In human liver lymphocytes, the percentage
of NKT (CD56
+CD3
+) cells is highly variable, ranging from 5%
to 25% [
23
], and CD1d-dependent NKT cells were found to be
about <1% of human liver lymphocytes [
32
,
45
]. Several
phase I/II clinical trials revealed that injection of

-GalCer
did not show any signs of liver injury in humans [
46
,
47
],
suggesting that human liver lymphocytes may contain a low percentage
of NKT cells.
Ultrastructural similarity and difference between liver NK and NKT cells
NK and NKT cells, along with a heterogeneous subset of cytotoxic T cells, comprise a morphologically distinct cell population, which was referred to as the large granular lymphocytes (LGLs). Compared with small nongranular T- and B-lymphocytes, LGLs are generally medium to large in size with more cytoplasm and smaller nuclear:cytoplasmic ratio. LGLs display an eccentrically located, rounded, or kidney-shaped nucleus with dispersed chromatin. The most distinguishing characteristic features of LGLs are the membrane-bound osmiophilic granules existing in variable number, shape, and density. The granules contain cytotoxic effectors that contribute to the ability of LGLs to kill other cells. Although displaying all of the morphological features of LGLs, NK cells also possess their own specific ultrastructural features that can be used to identify NK cells within tissue sections. These include well-developed cytoplasmic organelles such as Golgi apparatus, RER and mitochondria, as well as the presence of centrioles, microtubules, multivesicular bodies, rod-cored vesicles, and glycogen. Compared with NK cells from the peripheral blood and spleen, liver-associated NK cells contain a higher number but smaller size of granules with higher cytotoxicity against tumors [2
].
Electron microscopic analyses show liver NK cells from mice and rats are quite similar in their appearance, except that rat NK cells contain a higher number of granules per cell than mouse NK cells (see Fig. 1
) [4
, 5
]. They are both located in the hepatic sinusoids, often adhering to the endothelial cells. Monocytes and Kupffer cells in the liver can be distinguished from NK cells by their nuclear morphology, long microvilli, and cytoplasmic inclusions containing phagocytosed material. Administration with poly I:C enlarged the Golgi apparatus significantly and increased numbers of granules and Golgi-derived vesicles in liver NK cells, reflecting their activation and increase of lytic activity (Fig. 1)
[4
, 5
, 48
]. Interestingly, electron microscopic analyses showed that injection of poly I:C increased numbers of liver NK cells in mice but not in rats [4
, 5
], which was also confirmed by flow cytometric analyses showing that poly I:C injection induced accumulation of NK cells in mouse livers [49
50
51
52
53
] but not in rat livers (O. Park and B. Gao, unpublished data). In contrast, poly I:C treatment induced NKT cell accumulation (NKR-P1AmediumCD3+ cells) in rat livers (O. Park and B. Gao, unpublished data).
Although the ultrastructure of liver NK cells has been well
documented [
4
,
5
], the ultrastructure of liver NKT cells has
been unveiled only recently [
54
55
56
]. By analyzing purified
mouse liver NKT cells (TCR
int+), investigators found that the
ultrastructure of purified liver NKT cells is similar to that
of liver NK cells with some differences. Although liver NK and
NKT cells contain a low nuclear:cytoplasmic ratio and electron-dense
granules surrounded by membrane, NKT cells appear as less-mature
cells, displaying only a few organelles, including sparse mitochondria
and single, short profiles of the RER (
Fig. 2
) [
54
55
56
].
Similarity and difference between liver and peripheral NK cells
It is well documented that bone marrow-derived blood NK cells
migrate into the liver and differentiate further into liver-specific
NK cells [
57
]. The latter shows markedly different immunophenotypical,
morphological, and functional characteristics from peripheral
and spleen NK cells (
Table 3
) [
2
3
4
5
6
]. Compared with peripheral
NK cells, liver NK cells display higher cytotoxicity against
tumor cells, possess a higher number of red-cored vesicles and
granules, and express higher levels of TRAIL, perforin, granzyme
B, and others [
6
,
51
,
58
,
59
]. Emerging evidence suggests
that liver NK cells are similar to IL-2-activated spleen NK
cells, as both of them express a similar pattern of mRNAs and
proteins, express high levels of cytotoxic effectors, and possess
high levels of cytotoxicity [
6
,
51
,
58
59
60
]. Recent studies
have shown that liver NK cells contain a high percentage of
NKDC or IKDC [
11
12
13
,
61
], which has been suggested to represent
a subset of activated NK cells [
16
17
18
] and likely contribute
to the higher cytotoxicity of liver NK cells reported in earlier
publications [
6
,
51
,
58
,
59
]. At present, the mechanisms
attributed to the difference between peripheral and liver NK
cells remain largely unknown. It is plausible that peripheral
NK cells migrate into the liver and are stimulated by other
liver cells such as Kupffer cells [
62
] and possibly hepatocytes
[
63
], followed by differentiating into NKDC, which represent
activated NK cells in the liver. Further studies are needed
to clarify the detailed mechanisms underlying this process.
NK/NKT cell physiologic functions in a normal, healthy liver
NK and NKT cells, along with Kupffer cells, sinusoidal endothelial
cells, and stellate cells are the major components of liver
sinusoid. The liver receives dual blood supply with 25% from
the hepatic artery and 75% from the gut via the portal vein.
The latter is enriched in bacterial products, toxins, and food
antigens. The blood from the hepatic artery and portal vein
mixes in the liver sinusoids, followed by flowing back to the
heart through the hepatic vein. The liver not only filters large
amounts of blood (

25% of cardiac output/min), but it also has
a unique microvasculature (such as fenestration of sinusoidal
endothelial cells) that traps pathogens, waste molecules, and
circulating tumor cells. Indeed, the liver is the second most
common site for tumor metastasis (after the lymph nodes) from
virtually any primary malignant neoplasm. Kupffer cells are
mainly responsible for elimination of pathogens and insoluble
molecules, and sinusoidal endothelial cells contribute to remove
soluble molecules from the circulation [
33
,
64
,
65
]. The
enrichment and constitutive activation of NK and NKT cells in
the sinusoid of a normal, healthy liver [
6
,
51
,
58
,
59
]
likely play a key role in immune surveillance to remove circulating
tumor cells from the body. This notion is supported by evidence
showing that depletion of NK/NKT cells markedly enhances tumor
metastases in the liver, and augmentation of NK/NKT cells attenuates
it [
66
67
68
]. In addition, NK and NKT cells can rapidly produce
copious amounts of cytokines after activation, which make them
able to respond quickly and subsequently help to remove invading
pathogens, toxins, and food antigens from the portal venous
blood via modulation of adaptive immune responses. Thus, NK/NKT
cells together with Kupffer cells and sinusoidal endothelial
cells in liver sinusoid form a strong, innate immune defense
system that plays a key role in elimination of pathogens, waste
molecules, toxins, and circulating tumor cells from the circulation.
Regulation of hepatic NK and NKT cells in mice
The number of NK and NKT cells changes significantly in various models of liver diseases (Table 4
). Mice infected with several viral strains induce significant accumulation of NK cells in the liver. These include lymphocytic choriomeningitis virus, cytopathic hepatotropic viruses, mouse hepatitis virus, and MCMV [69
70
71
72
]. The induction of NK cell accumulation by MCMV in the liver is dependent on IFN-
/β and MIP-1
[72
]. Administration of double-stranded RNA poly I:C in mice, which mimics viral infection, induces a similar level of accumulation of NK cells in the liver. Such induction is partially dependent on Kupffer cells, IL-12, IFN-
, STAT1, VCAM-1, and others [49
50
51
52
53
]. Similarly, mice treated with IFN-
resulted in NK cell accumulation in the liver and increased NKG2D and TRAIL expression on liver NK cells, which is also dependent on STAT1 signaling [49
, 53
].
IFN-

is the primary choice of treatment for viral hepatitis,
which affects half a billion people worldwide. It is generally
believed that the antiviral effects of IFN-

in viral hepatitis
infection are mediated via the direct inhibition of hepatitis
virus replication in hepatocytes through activation of the STAT1
signaling pathway [
99
100
101
]. The immuoregulatory effects
of IFN-

may also contribute to the antiviral effects of IFN-

in viral hepatitis; however, the underlying mechanisms remain
obscure. Treating mice with IFN-

induces NK cell accumulation
in the liver [
72
] and induces expression of NKG2D, TRAIL, FasL,
granzyme B, and IFN-

on liver lymphocytes (B. Jaruga, R. Sun,
and B. Gao, unpublished data). Such NK cell activation by IFN-

likely contributes to the antiviral effect of IFN-

therapy
in viral hepatitis, as NK cells play an important role in antiviral
defenses against HCV (see below). In addition, injection of
IL-12 and/or IL-18 induced NK cell accumulation in the liver,
which contributes to liver injury and inhibition of tumor cell
growth [
73
74
75
].
In contrast to NK cell accumulation in the liver under conditions mentioned above, the percentage or total number of NKT cells decreased. A decline in NKT cells in the liver is also observed in leptin-deficient mice [84
] or after treatment with several bacterial species [102
], hepatotoxins [79
, 80
], high-fat diet feeding [82
, 83
], NAD [81
], and NKT activators such as Con A [76
] or
-GalCer in mice [43
, 77
, 78
]. On the contrary, many stress-related conditions result in an accumulation of NKT cells in the liver, including constraint stress [89
], partial hepatectomy [90
91
92
93
], liver ischemia/reperfusion [95
, 96
], and liver transplantation [97
]. In addition, injection of the type II NKT cell activator, sulfatide, also induces accumulation of type I iNKT cells in the liver [98
]. These recruited iNKT cells are anergic and protect against Con A-induced liver injury [98
].
The mechanisms underlying enrichment and accumulation of NK cells in the liver under varying conditions mentioned above remain largely unknown. Several potential mechanisms have been suggested. First, the liver contains a large number of Kupffer cells, which likely play an important role in enrichment of liver NK cells. This notion is supported by the fact that in vivo depletion of Kupffer cells reduces the number of liver NK cells, and the conditioned medium from Kupffer cells enhances the viability, tumor-cytotoxic activity, and adherence of liver NK cells to sinusoidal endothelial cells [62
]. Second, hepatocytes have been shown to promote expansion and differentiation of NK cells from stem cell precursors [63
], contributing to NK cell accumulation in the liver. Third, many chemokines and adhesive molecules have been shown to play an important role in NK recruitment and trafficking to the liver. For example, blocking of CD2, CD11a, CD18, and CD54 antigens on blood large granular lymphocytes and/or liver endothelium reduced the number of NK cells in the liver [103
]. Treatment of mice with poly I:C enhances expression of a variety of chemokines and adhesive molecules and preferentially induces accumulation of NK cells in the liver. However, similar pattern expression of these molecules was also observed in the lung and spleen after poly I:C treatment (B. Jaruga and B.Gao, unpublished data), suggesting that induction of the chemokines and adhesive molecules may not fully explain poly I:C-mediated preferential induction of NK cell accumulation in the liver.
The decline in liver NKT cells under varying conditions mentioned above may be a result of activation-induced cell death or loss of NKT cell marker expression (such as NK1.1 or CD3) or both [70
, 104
105
106
]. NKT cell accumulation in the liver after surgery or stress may be caused by sympathetic nerve activation [93
]. In addition, the CXCR6 and its ligand CXCL16 have been shown to play an important role in recruitment of liver NKT cells. It was shown that NKT cells express the CXCR6 chemokine receptor, and sinusoidal endothelial cells express the CXCR6 ligand CXCL16 chemokine. Disruption of the CXCR6 results in a selective and severe reduction of CD1d-reactive NKT cells in the liver, providing conclusive evidence for an important role of CXCR6 and CXCL16 in inducing NKT cell enrichment in the liver [107
, 108
].

NK/NKT CELLS IN LIVER INJURY
NK and NKT cells in the liver play a key role in innate defenses
against viral infection and tumor transformation. Recent evidence
suggests that activation of NK or NKT cells also contributes
to the development and progression of liver injury in a variety
of rodent models [
38
,
109
]. For example, NK cells contribute
to liver injury induced by poly I:C [
51
,
52
,
110
], aeruginosa
exotoxin A [
111
], carrageenan [
112
], and adenoviruses [
113
,
114
], and iNKT cells participate in liver injury induced by
Con A [
76
],

-GalCer [
43
], CpG-oligodeoxynucleotide [
115
],
ischemia/reperfusion [
95
], and alcohol administration [
116
,
117
]. In contrast, iNKT cells may protect against acute liver
inflammation and injury induced by CCl
4 [
80
] and bile duct
ligation [
118
]. Interestingly, the solvent DMSO that is used
to dissolve drugs was recently shown to activate NK and NKT
cells and subsequently enhance acetaminophen-induced hepatotoxicity
[
119
120
121
]. These studies suggest that NK and NKT cells
may not contribute to the pathogenesis of drug-induced liver
injury, but activation of NK and NKT cells by other factors
such as DMSO, poly I:C, or viral infection may accelerate drug-induced
hepatotoxicity. Indeed, Dr. Jus group [
122
] reported
recently that activation of NK cells after treatment with poly
I:C accelerated halothane-induced liver injury significantly.
In addition, clinical studies show that patients with HCV infection,
which is often associated with NK and NKT cell activation, are
at increased risk of acetaminophen-induced liver injury [
123
].
As the roles of NK and NKT cells in liver injury in rodent models
and patients with liver diseases have been reviewed extensively
previously [
35
36
37
38
39
40
41
,
109
], we will summarize
the potential mechanisms underlying NK or NKT-mediated liver
injury here.
Several mechanisms have been implicated in NK cell-mediated liver injury. First, NK cells can be activated by poly I:C or cytokines. Injection of poly I:C induces NK cell accumulation and activation in the liver. Activated NK cells kill hepatocytes by releasing TRAIL [51
, 124
, 125
] and/or granzyme B [114
, 126
], leading to liver injury. Second, NK cells can also be activated by target cells that express up-regulated NK cell-activating ligands or decreased NK cell-inhibitory ligands, thereby inducing hepatocyte death. For example, it has been shown that NK cells are activated by RAE-1, an NK cell-activating ligand up-regulated on hepatocytes from HBV transgenic mice [127
] and from bile duct-ligated mice [124
] and on Kupffer cells from poly I:C/D-galactosmine-treated mice [110
]. Consequently, these activated NK cells kill hepatocytes and induce hepatocellular damage. In addition, blocking NK cell-inhibitory ligand MHC class I molecules on rat hepatocytes with the OX18 antibody markedly enhanced the sensitivity of hepatocytes to NK cell-mediated killing [128
]. Lastly, activated NK cells are able to produce a variety of proinflammatory cytokines such as IFN-
, which can contribute to the pathogenesis of liver injury [90
, 129
, 130
].
NKT cells can be activated by at least three different pathways. First, several cytokines have been shown to activate hepatic NKT cells, which subsequently enhances liver injury. For example, IL-12 treatment induces accumulation of NKT cells in the liver and enhances liver injury after partial hepatectomy [92
]. Liver injury mediated by IL-12 after partial hepatectomy was not observed in iNKT-deficient mice, suggesting that IL-12 activation of NKT contributes to liver injury in this model [92
]. Second, it is well established that activation of NKT cells by Con A or lipid antigen
-GalCer is able to induce liver injury [43
, 76
, 77
]. Third, NKT cells that express the NK cell stimulatory receptor NKG2D can be activated by target cells that express elevated NKG2D ligands and consequently induce acute liver injury in HBV transgenic mice [131
]. In contrast, activation of NKG2A, an inhibitory receptor, negatively regulates iNKT cell activation and subsequently ameliorates liver injury [132
]. In addition, IL-6 and IL-15 can inhibit NKT cell function and subsequently prevent Con A-induced NKT-mediated hepatitis [133
, 134
].
The most important mechanism underlying NKT cell-mediated liver injury is likely the production of a variety of proinflammatory cytokines, such as IFN-
, IL-4, IL-5, IL-13, and TNF-
[21
, 43
, 135
136
137
]. Another important mechanism responsible for NKT cell-mediated hepatotoxicity is via NKT cell killing of hepatocytes [43
, 76
, 133
, 135
]. Unlike NK cells that kill target cells by releasing TRAIL and granzyme B, NKT cells kill hepatocytes by releasing FasL [76
]. In contrast to the strong activation of iNKT cells by cytokines and ligands that induce liver injury, natural and weak activation of iNKT cells may protect against acute liver inflammation and injury induced by CCl4 [80
] and bile duct ligation [118
]. The protective effect of iNKT cells in CCl4 is partially a result of inhibition of stellate cell activation [80
], and the mechanism by which iNKT cells protect against liver injury induced by bile duct ligation is unknown [118
].
A single injection of Con A or
-GalCer induces NKT cell-mediated acute liver injury in mice [43
, 76
]; however, such treatment induces NKT cell tolerance and renders the mice resistant to subsequent NKT cell-mediated liver injury [77
, 78
, 138
]. Chronic treatment with CCl4 results in hepatic NKT cell depletion and induces comparable liver inflammation and injury in wild-type and J
18 KO mice [80
], suggesting that NKT cells may play a limited role in chronic liver inflammation and injury as a result of hepatic NKT cell depletion and tolerance.

NK/NKT CELLS IN LIVER FIBROSIS
Regardless of etiology, any form of chronic liver injury can
lead to liver fibrosis that is associated with accumulation
of collagen in the liver [
139
140
141
]. Emerging evidence suggests
that hepatic stellate cells (also known as fat-storing cells
or Ito cells) play a key role in liver fibrogenesis. Hepatic
stellate cells are quiescent in normal, healthy livers and contain
70% of the bodys vitamin A stores. During liver injury
or the in vitro culturing process on plastic dishes, hepatic
stellate cells become activated and differentiate into myofibroblast
cells that are characterized by a loss of vitamin A and enhanced
collagen expression. Activated stellate cells can senesce further
during chronic liver injury or after 9–15 culturing passages
in vitro [
142
]. Activation of stellate cells is controlled
by a wide variety of cytokines, growth factors, and reactive
oxygen species. Among them, TGF-β and platelet-derived
growth factor are the two most important cytokines that stimulate
stellate cell transformation and proliferation, respectively,
and IFN-

is one of the more important cytokines to block stellate
cell activation [
139
140
141
]. In addition, immune cells can
play an important role in regulating liver fibrosis. Notably,
CD8 T cells promote liver fibrosis [
143
], NK cells inhibit
it [
49
,
144
145
146
147
], and NKT cells play a diverse role
in regulating liver fibrosis [
80
]. Here, we summarize recent
findings about the role of NK/NKT cells in liver fibrosis.
Recent findings from several laboratories, including our own, clearly suggest that NK cells inhibit liver fibrosis by killing activated stellate cells directly [49
, 144
145
146
]. These studies suggest that NK cells selectively kill early-activated or senescent-activated hepatic stellate cells, and quiescent or fully-activated stellate cells are resistant to such killing (Fig. 3
). This is because early-activated and senescent-activated stellate cells express increased levels of NK cell-activating ligands (RAE-1 in mice; MICA in human), and quiescent and fully-activated stellate cells do not [49
, 145
]. Induction of NK cell-activating ligands in early-activated and senescent-activated stellate cells is likely a result of retinoic acid production [148
] and DNA damage in these cells [145
, 149
], respectively. Moreover, down-regulation of the inhibitory NK cell ligand [144
] and up-regulation of TRAIL receptors on activated stellate cells [150
, 151
] also contribute to the susceptibility of these cells to NK cell killing [49
]. In addition, production of IFN-
, a hallmark of NK cell activation, is another important mechanism contributing to the antifibrotic effects of NK cells. IFN-
not only inhibits stellate cell activation directly [53
, 152
, 153
] but also amplifies NK cell cytotoxicity against stellate cells via up-regulation of NKG2D and TRAIL expression on NK cells [53
, 154
]. Finally, NK cell activity negatively correlates with grade of liver fibrosis in patients with HCV infection, suggesting that NK cells may inhibit liver fibrosis in patients [155
]. Thus, activation of NK cells could be a novel, therapeutic target to treat liver fibrosis [156
].
Similar to NK cells, iNKT cells can also inhibit hepatic stellate
cell activation by killing activated hepatic stellate cells
directly and producing IFN-

[
80
]. However, in iNKT-deficient
mice, chronic challenge with CCl
4 induced liver fibrosis that
was only a slightly higher grade than from wild-type mice at
2 weeks but not 4 weeks postchallenge, suggesting that iNKT
cells may play a role in inhibiting liver fibrosis in the earlier
stages but not later stages of liver fibrosis [
80
]. This may
be a result of hepatic iNKT cell depletion during chronic liver
injury. A single injection of

-GalCer inhibits bleomycine-induced
lung fibrosis [
157
] and does not inhibit but rather enhances
CCl
4-induced acute liver fibrosis, although such injection elevates
serum IFN-

levels and enhances iNKT cell killing of activated
HSCs [
80
]. This may be because a single dose of

-GalCer injection
accelerates CCl
4-induced liver injury significantly, which enhances
liver fibrosis and dominates the inhibitory effect of

-GalCer
on liver fibrosis, leading to stimulatory effects by a single

-GalCer injection on liver fibrosis induced by acute CCl
4 treatment
[
80
]. In contrast, chronic

-GalCer treatment has little effect
on CCl
4-induced chronic liver injury and fibrosis [
80
], which
may be a result of hepatic iNKT cell depletion during chronic
liver injury and long-term iNKT cell anergy and tolerance after

-GalCer stimulation [
77
,
78
]. The iNKT cells also produce
profibrotic cytokines such as IL-4 and IL-13, which was elevated
in patients with chronic HBV infection [
158
], suggesting that
iNKT cells may contribute to the progression of liver fibrosis
in these patients.

NK/NKT CELLS IN LIVER REGENERATION
The liver has great ability to regenerate after tissue loss
or injury, which is controlled by a wide variety of cytokines,
growth factors, and hormones [
159
160
161
]. The most widely
used model to study liver regeneration is two-thirds partial
hepatectomy, in which the remnant hepatocytes can quickly proliferate,
regenerate, and return to its original mass within 10–14
days in rodents. Recent evidence suggests that NK and NKT cells,
which accumulate in the remnant liver after partial hepatectomy,
regulate liver regeneration. Depletion of NK cells by anti-anti-asialo
GM1 antibody or inhibition of NK cells by immunosuppressive
drugs enhances liver regeneration [
90
,
162
,
163
], and activation
of NK cells by poly I:C or viral infection inhibits liver regeneration
[
90
]. Recently, we have demonstrated that NK cells are activated
after allogeneic transplantation, which likely contributes to
liver injury and inhibits hepatocyte proliferation [
164
]. The
inhibitory effect of NK cells on liver regeneration is likely
a result of NK cell production of IFN-

, which subsequently induces
hepatocyte cell-cycle arrest and apoptosis [
90
,
129
]. NK cells
may also kill regenerating hepatocytes [
165
].
Although NKT cells accumulate in the liver after partial hepatectomy, liver regeneration is comparable between NKT-deficient mice (CD1d KO and β2 microglobulin KO) and wild-type controls [90
], suggesting that NKT cells may play a minor role in liver regeneration under normal conditions in the partial hepatectomy model. However, in HBV transgenic mice, NKT cells are activated, and depletion of NKT cells significantly enhances liver regeneration induced by partial hepatectomy [94
]. In addition, activation of NKT cells by IL-12 or
-GalCer enhances liver injury during liver regeneration after partial hepatectomy [92
]. Surprisingly, the effects of NKT cells on liver regeneration were not investigated in this study [92
]. Thus, activation of NKT cells likely contributes to liver injury and inhibits liver regeneration via production of IFN-
. In contrast, Nakashima et al. [166
] reported recently that mice treated with
-GalCer 36 h after partial hepatectomy enhanced hepatocyte mitosis 44 h after partial hepatectomy. It is not clear whether injection of
-GalCer on or near the early time-points of partial hepatectomy inhibits or accelerates liver regeneration.
When hepatocyte proliferation is inhibited, hepatic progenitor cells, also known as oval cells, can proliferate and differentiate into mature hepatoctyes and biliary epithelial cells [159
160
161
]. Using the Con A plus partial hepatectomy model, Hines et al. [167
] reported that NK cells inhibit oval cell proliferation. In contrast, using the choline-deficient diet-feeding model, Strick-Marchand et al. [168
] reported that NK cells may stimulate oval cell expansion via production of proinflammatory cytokines (IFN-
and TNF-
). Further studies are needed to clarify the role of NK and NKT cells in the proliferation of hepatic progenitor cells during liver regeneration.

NK/NKT CELLS IN CHRONIC LIVER DISEASES
Hepatitis viral infection, alcohol drinking, and NAFLD are the
three major causes of chronic liver disease worldwide. The mechanisms
underlying the pathogenesis of these liver disorders are not
fully understood. However, increasing evidence suggests that
NK and NKT cells play an important role in the pathogenesis
of viral hepatitis, nonalcoholic steatohepatitis, and alcoholic
liver disease, which will be discussed below. We will also discuss
briefly the potential roles of NK and NKT cells in autoimmune
immune liver disease and liver cancer.
HCV and HBV infection
The important function of NK cells in antiviral defenses against a range of viral infections has been well documented in animal models and in humans with NK cell defects [169
]. However, the role of NK cells in HCV infection is less clear as a result of a lack of suitable small-animal models for HCV infection. Many lines of evidence from in vitro cell culture experiments and clinical studies suggest that NK cells play an important role in controlling HCV infection, especially in the early stages of infection. By coculturing HCV-infected hepatocytes with NK cells, several groups have demonstrated that NK cells can inhibit HCV infection and replication in hepatocytes [170
171
172
]. Although there are no reports showing that individuals with NK cell defects are more susceptible to HCV infection, many clinical studies have revealed that NK cell functions correlate positively with spontaneous recovery from acute HCV infection [173
] or effective IFN-
therapy in patients with chronic HCV infection [174
175
176
].
It is generally believed that NK cells are activated during the early stages of HCV infection by type I IFNs and DCs [177
, 178
]. The activated NK cells can inhibit HCV infection by killing HCV-infected hepatocytes directly [172
], secreting cytokines such as IFN-
that inhibit HCV replication [171
, 179
], and stimulating adaptive immune responses [35
, 36
]. Thus, NK cell activation likely plays a critical role in controlling HCV infection in the early stages. However, emerging evidence suggests that HCV can evade NK cell surveillance via multiple mechanisms, which is likely one reason resulting in persistent infection in the majority of patients [36
]. First, the HCV-truncated HCV E2 protein inhibits NK cell function by binding to CD81 on NK cells [180
, 181
], but this finding has been challenged by a recent study showing that exposure to infectious HCV virions did not affect NK cell function [182
]. Second, HCV infection dysregulates the expression of NK cell inhibitory and stimulatory ligands on hepatocytes, resulting in resistance of HCV-infected hepatocytes to NK cell killing [183
, 184
]. Third, chronic HCV infection alters expression of NK cell receptors on NK cells and subsequently reduces NK cytolytic activity [185
] and the ability of NK cells to produce cytokines and activate DCs [186
]. Lastly, numerous studies have reported that NK cells are depleted significantly in patients with chronic HCV infection [155
, 176
, 187
, 188
].
Many markers have been used to identify human NKT cells including CD56+CD3+(also called NT cells) CD161+, and V
24TCR+ cells. Similar to NK cells, NKT cells can also secrete IFN-
to inhibit HCV replication in hepatocytes [189
], and their activity correlates positively with the outcome of acute HCV infection [190
] and the efficacy of IFN-
treatment in chronic HCV infection [176
]. This suggests that NKT cells probably play a role in controlling HCV infection, particularly in the early stages of infection. Numerous studies have reported that NKT cells are depleted significantly during chronic HCV infection [176
, 190
191
192
], which likely contributes to a failure to resolve HCV infection. A recent clinical trial reported that treatment with iNKT activator
-GalCer was safe and showed immunomodulatory effects in IFN-
-refractory HCV patients but had no significant effect on HCV-RNA levels [47
]. Thus, further studies are required to clarify the therapeutic application of iNKT activators in HCV infection.
Elevation and activation of NK and NKT cells have been observed in the early stages of HBV infection in humans [193
, 194
], suggesting that NK and NKT cells play a role in controlling the early stages of HBV infection in humans. Interestingly, activation of NK and NKT cells has also been observed in the early stages of HBV infection in woodchucks [195
], and induction of innate immune activation-associated antiviral gene expression was not observed in the early stages of HBV infection in chimpanzees [196
]. A lack of an early innate immune response may be an unusual feature of HBV infection in chimpanzees. The inhibitory effect of NK and NKT cells on HBV infection is likely mediated via secretion of IFN-
that inhibits HBV replication and stimulation of adaptive immune responses [37
, 197
198
199
].
In contrast to the containment of HBV and HCV replication by NK and NKT cells, these mediators may also contribute to liver injury during chronic hepatitis viral infection via several mechanisms mentioned above. These include directly lysing hepatocytes, producing cytokines that recruit inflammatory cells, inducing hepatocyte apoptosis, and inhibiting hepatocyte proliferation [94
, 125
, 127
, 131
, 200
, 201
].
NAFLD
NAFLD affects 10–20% of the population in developed countries and is increasing in prevalence with the rise of diabetes and obesity [202
, 203
]. The molecular mechanisms underlying the pathogenesis of NAFLD remain largely unknown. Recent studies conducted primarily by the laboratories of Drs. Diehl and Li and co-workers [84
85
86
87
] suggest that NKT cells may have a protective effect in animal models of NAFLD. Leptin-deficiency, high-fat diet consumption, and feeding on a sucrose diet cause NAFLD associated with reduction of hepatic NKT cells. This reduction may be a result of reduced hepatic CD1d expression and increased NKT apoptosis caused by reduced production of norepinephrine and IL-15. Depletion of NKT cells promotes proinflammatory polarization of hepatic cytokine production that sensitizes the liver to LPS toxicity [84
], and elevation of hepatic NKT cells by probiotic treatment or adoptive transfer improved NAFLD [82
, 204
]. Findings from clinical studies of NKT cells in patients with NAFLD have been controversial. Xu et al. [205
] reported that peripheral NKT cells are depleted in patients with NAFLD and correlated negatively with disease severity, and Tajiri et al. [206
] reported that hepatic NKT cells are increased in NAFLD and may promote liver injury. In contrast to NKT cells, the role of NK cells in the pathogenesis in NAFLD has not been explored. It has been reported that the function of NK cells is suppressed in leptin receptor-deficient obese mice [88
]; however, whether NK cells contribute to the pathogenesis of NAFLD remains unknown.
Alcoholic liver disease
The spectrum of alcoholic liver disease includes fatty liver, hepatitis, fibrosis, cirrhosis, and HCC. Alcoholic hepatitis is characterized by hepatic steatosis and infiltration of inflammatory cells (predominant neutrophils). There is no evidence suggesting that NK cells are involved in alcoholic liver injury. In contrast, NKT cells appear to contribute to such injury because NKT deficiency delays while activation of NKT cells accelerates alcoholic liver injury [116
, 117
]. In addition, it has been well documented that NK functions are suppressed in alcoholic cirrhosis patients [207
], and ethanol feeding inhibits NK cell functions in mice [208
, 209
]. Recently, we have demonstrated that chronic ethanol feeding diminished the inhibitory effect of NK/IFN-
in liver fibrosis, which may be an important mechanism contributing to alcohol acceleration of liver fibrosis in patients with chronic HCV infection [154
, 210
].
Autoimmune liver diseases
NKT cells have been implicated in the pathogenesis of diverse autoimmune diseases including autoimmune liver disease [211
]. It has been reported that hepatic CD1 expression and NKT cell number were elevated in patients with PBC [45
, 212
], a disease caused by immune-mediated destruction of bile ducts. An important role of NKT cells in the initiation of PBC was demonstrated recently in two murine models showing that NKT deficiency attenuated the development of PBC induced by overexpression of a dominant-negative TGF-βR in T cells or by infection with Novosphingobium aromaticivoran [213
, 214
]. Furthermore, the detrimental role of NKT cells in Con A-induced T cell hepatitis has been well documented [76
]. Strictly speaking, Con A-induced hepatitis does not represent a model of autoimmune hepatitis; however, this model shows many features of autoimmune hepatitis [215
]. Thus, NKT cells also likely contribute to the pathogenesis of human autoimmune hepatitis. In contrast, little is known about the role of NK cells in the pathogenesis of autoimmune liver disease, although NK cells have been implicated in other autoimmune diseases [216
]. It has been reported that the cytotoxic activity of NK cells is increased, and the production of cytokines decreased in patients with PBC, suggesting that NK cells may have a role in the immunopathogenesis of PBC [217
].
HCC
Many studies have reported that NK cell function is impaired in patients with liver cirrhosis [188
, 207
, 218
], a major risk factor for developing HCC. The frequency and function of liver and peripheral NK cells have also been reported to be decreased in HCC patients [219
, 220
]. As the antitumor effect of NK cells has been well documented in a variety of tumor models, including metastatic liver tumors [73
, 221
], it is generally believed that reduction of NK cells in cirrhotic liver is associated with the progression of HCC.
Emerging evidence from animal models suggests that distinct NKT cell subsets may play opposing roles in controlling liver tumor. It is generally believed that iNKT cells can inhibit liver tumor growth via production of IFN-
and activation of NK cells [68
, 222
, 223
]. However, there is also evidence suggesting that CD4+NKT cells may promote liver tumor growth via production of Th2 cytokine and subsequent inhibition of tumor antigen-specific CD8+ T cell expansion [224
, 225
]. More detailed studies are needed to clarify the role of NKT cell subsets in HCC.

CONCLUSIONS
Liver lymphocytes are abundant in NK cells, which play beneficial
roles in inhibiting viral infection, tumor cell growth, and
liver fibrosis but can also play detrimental roles in stimulating
liver injury and attenuating liver regeneration (hepatocyte
proliferation). These effects in the liver are likely mediated
by the direct killing of target cells and production of IFN-

by NK cells. Activated NK cells can also produce many other
cytokines; however, the role of these cytokines on NK cell function
in the liver has not been explored. For example, a subset of
IL-22-producing NK cells (NK-22) was identified recently [
226
,
227
]. As IL-22 has been shown to protect against liver injury
and promote liver regeneration [
228
229
230
231
], it would
be interesting to identify whether IL-22-producing NK-22 cells
play a beneficial role in ameliorating liver injury and regeneration
via producing IL-22 in contrast to other subsets of NK cells
that promote liver injury and inhibit regeneration via producing
IFN-

. Although it is clear that NK cell activation inhibits
hepatocyte proliferation by producing IFN-

, the effects of NK/IFN-

on liver progenitor cell (oval cell) proliferation remain obscure
and should be investigated further.
NKT cells are a heterogeneous population, which are enriched in liver lymphocytes and play a diverse role in acute liver injury, fibrosis, and regeneration. Different subsets of NKT cells or different degrees of NKT activation may play opposing roles in acute liver injury. For example, injection of a type I iNKT activator,
-GalCer, induces liver injury [43
], and injection of a type II NKT activator, sulfatide, prevents T cell-mediated liver injury [98
]. Furthermore, strong activation of type I iNKT cells by
-GalCer enhances, and natural and weak activation of type I iNKT cells prevents CCl4-induced inflammation and injury [80
]. The role of NKT cells in chronic liver injury and fibrosis may be limited because of hepatic NKT cell depletion and tolerance [80
]. The findings about the role of NKT cells in liver regeneration have been controversial [94
, 166
]. It is plausible that different states of NKT cell activation may play opposing roles in liver regeneration (hepatocyte proliferation). The complex roles of NKT cells in liver disease may be because there are several subtypes of NKT cells that can produce a wide array of cytokines, including Th1 (IFN-
) cytokines, Th2 (IL-4, IL-13) cytokines, and Th17 (IL-17 and IL-22) cytokines.
In summary, hepatic NK and NKT cells have many similar functions after activation, such as producing large amounts of cytokines and killing viral-infected cells and tumor cells, and play many similar roles in liver injury, fibrosis, and regeneration (Fig. 4
). Although the roles of liver NK and NKT cells have been studied extensively in animal models, many aspects of their functions in human liver disease remain to be unveiled (Fig. 4)
. Further characterization of the functions of NK/NKT cells in human liver disease may help us design better strategies to treat patients with this disease.

ACKNOWLEDGMENTS
The intramural program of National Institute on Alcohol Abuse
and Alcoholism/National Institutes of Health (NIAAA/NIH) supported
work from B.G.s lab reviewed here. The authors thank
the previous and current members in B. G.s lab at NIAAA/NIH
who contributed to the work summarized here and also thank Dr.
S. Tao Cheng and the Electron Microscopy Facility staff at the
National Institute of Neurological Disorders and Stroke (NINDS)
for providing their facility and use of their electron microscopy.

FOOTNOTES
Abbreviations:

-GalCer=

-galactosylceramide, ALT=alanine aminotransaminase,
DC=dendritic cell, FasL=Fas ligand, HCC=hepatocellular carcinoma,
HCV=hepatitis C virus, HSC=hepatic stellate cell, IKDC=IFN-

-producing
killer cells, iNKT=invariant NKT cells, KO=knockout, LGL=large
granular lymphocyte, MCMV=murine cytomegalovirus, MICA=MHC class
I chain-related gene A, NAFLD=nonalcoholic fatty liver disease,
NT cell=natural T cell, PBC=primary biliary cirrhosis, poly
I:C=polyinosinic:polycytidylic acid, RAE-1=retinoic acid early-inducible
gene 1, RER=rough endoplasmic reticulum
2. Current address: Division of Metabolism and Health Effects, Extramural Program, NIAAA/NIH, 5635 Fishers Lane, Bethesda, MD 20892, USA. 
Received March 3, 2009;
revised May 13, 2009;
accepted May 17, 2009.

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