Originally published online as doi:10.1189/jlb.0403186 on August 21, 2003
Published online before print August 21, 2003
(Journal of Leukocyte Biology. 2003;74:657-666.)
© 2003
by Society for Leukocyte Biology
HIV-1 fitness and macrophages
Maureen M. Goodenow*,
,1,
Stephanie L. Rose*,
Daniel L. Tuttle* and
John W. Sleasman
* Department of Pathology, Immunology, and Laboratory Medicine and
Department of Pediatrics, Division of Immunology and Infectious Diseases, University of Florida College of Medicine; and
Department of Pediatrics, Division of Allergy and Immunology, University of South Florida College of Medicine, and All Childrens Hospital, St. Petersburg, Florida
1 Correspondence: Department of Pathology, Immunology, and Laboratory Medicine, College of Medicine, University of Florida, Box 100275, 1600 SW Archer Road, Gainesville, FL 32610. E-mail: goodenow{at}ufl.edu

ABSTRACT
HIV-1 comprises a collection of closely related, but not identical,
viruses or quasispecies. Fitness represents a selective advantage
for propagation among populations of organisms competing in
a particular environment and is an important characteristic
of viruses because of a link between fitness and pathogenesis.
Environmental differences based on the type of cell that is
targeted for infection or the cell type that produces virus,
impact fitness. CD4-expressing cells of lymphocyte or macrophage
lineage are the principal host cells for HIV-1, although the
milieu in lymphocytes is distinct from the macrophage environment
from the perspective of cell half-life and activation, signal
transduction and expression of coreceptors, and bioavailability
of antiretroviral drugs. Multiple viral determinants, including
entry via envelope glycoproteins, replication by reverse transcriptase,
and virion maturation by protease activity, contribute to fitness
in different cells and provide targets for current antiretroviral
therapies. This review focuses on fitness of HIV-1 in macrophages
and examines the impact of protease inhibitors on fitness of
quasispecies and an unexplained discordance between fitness
and pathogenesis.
Key Words: review antiretroviral therapy gag/protease envelope tropism phenotype

INTRODUCTION
From an evolutionary perspective, fitness represents a selective
advantage for propagation among populations of organisms competing
in a particular environment. As applied to RNA viruses, including
HIV-1, fitness is interrelated with, but not absolutely equivalent
to, replicative capacity [
1
]. Competition is a key element
of fitness because how individual viruses replicate unchallenged
may be independent of fitness when populations of viruses compete
in the same environment.
Fitness or competitive advantage among viruses within infected individuals has significance because HIV-1 comprises a collection of closely related, but not identical, viruses or quasispecies [2
3
4
5
]. During virus replication within host cells, the virion-associated diploid RNA genome is reverse transcribed into DNA by a viral-encoded enzyme, reverse transcriptase (RT) [6
]. RT lacks proofreading or editing functions resulting in misincorporation of nucleotides during every cycle of viral DNA synthesis. Recombination or duplications/deletions of viral sequences mediated predominantly by RT can also occur during replication. Within an infected individual, millions of virus variants are produced at any time [7
]. Changes in environmental pressures select viral variants or quasispecies that evolve and fluctuate throughout the course of infection within the host [8
].
Fitness represents an important characteristic of viruses because of the link between fitness and pathogenesis. High-level viral replication in individuals is a key prognostic indicator for poor clinical outcome [9
]. Conversely, suppression of virus replication generally delays or reverses clinical disease progression. Multiple selective factors, including host genetics or immunity [4
, 10
11
12
], target cell availability [13
14
15
], and virus genotype [16
17
18
], as well as antiretroviral therapies (ARTs), can contribute to diminished fitness of viruses [19
20
21
22
] and, by extension, improved clinical prognosis. For a variety of reasons, suppression of virus replication within infected individuals is often incomplete, leading to emergence of drug-resistant quasispecies, which display increased fitness and diminished sensitivity to inhibition, and are linked to accelerated loss of CD4 T cells and disease progression in the host [23
24
25
].
The paradigm of viral fitness or replicative capacity and pathogenesis has two important exceptions. One exception is related to clinical outcomes when simian immunodeficiency virus (SIV), a primate lentivirus related to HIV-1, infects different hosts [26
27
28
]. Levels of viremia produced by SIVAGM or SIVSM in African green monkeys (AGM) or sooty mangabeys (SM), respectively, can reach levels as high as during disease progression in HIV-infected individuals, but produce no immune pathogenesis in the natural hosts. In contrast, when SIV is introduced into macaques, high levels of virus replication produce rapidly fatal immune suppression. Host factors are major contributors to attenuation of pathogenesis by the same virus replicating in different primates [29
30
31
]. The second important exception to a direct relationship between fitness and pathogenesis of viruses can occur with ART that includes combinations of RT and protease inhibitors (RTI or PI, respectively). Drug-resistant quasispecies of HIV-1 that replicate to high levels and outcompete wild-type, drug-sensitive viruses emerge frequently in infected individuals in response to combination ART, which usually indicates continued clinical decline. Yet, drug-resistant viruses that display significant fitness in vivo, but fail to suppress CD4 T cell reconstitution or accelerate disease, emerge in some ART-treated individuals [32
33
34
35
36
]. Mechanisms that contribute to discordant viral failure and immune success (VF/IS) response are unexplained, but might include both host factors (such as receptors, signal transduction pathways, cellular activation, or cell cycle stage) and viral factors (including accessory genes, gag/pol genotype, and tropism).
Pharmacological perturbations of the environment provide powerful tools to determine regions of the viral genome, which are required for adaptation and fitness and could be targeted for development of novel drugs. Defining molecular determinants of HIV-1 fitness has implications for understanding transmission of the virus, development of drug resistance, and interactions at the cellular level with lymphocytes and macrophages, the principal cellular targets for HIV-1 infection and replication. This review focuses on replicative capacity and fitness of HIV-1 in macrophages and examines the impact of protease inhibitors on fitness of quasispecies and an unexplained discordance between fitness and pathogenesis.

HIV-1 AND MACROPHAGES
In general, lentiviruses display a propensity for infection
and replication in macrophages. In fact, manifestations of pathogenesis
by some nonprimate lentiviruses occur exclusively in macrophages
[
37
]. Primate lentiviruses maintain an ability to target macrophages
but have an expanded host cell range that includes lymphocytes
and a variety of other hematopoietic cells that express CD4
and appropriate coreceptors. Multiple lines of evidence implicate
macrophages directly as a cellular source of HIV-1. For example,
infection of a variety of cells of monocyte/macrophage lineage,
such as macrophages in lymphoid tissues [
38
39
40
41
42
43
],
peripheral blood monocytes [
40
,
44
45
46
47
], alveolar macrophages
[
48
49
50
], brain microglia [
51
], or Langerhans cells [
52
53
54
]
occurs within patients, in culture, and in animal models [
55
56
57
58
].
Although a contribution by macrophages to cell-free plasma virus
is estimated to be less than 1% [
59
], direct measures of macrophage-derived
viruses in plasma within infected individuals are difficult.
Viruses produced from macrophages or T lymphocytes can be distinguished
by the host proteins CD36 or CD26, respectively, which are incorporated
into virions during budding [
60
]. On the basis of the distinguishing
characteristics of virion-associated host cell proteins, opportunistic
infections can increase the proportion of macrophage-derived
virus to 10% or greater of plasma virus levels [
61
,
62
].
Macrophages provide an environment for HIV-1 that is distinct from the milieu in lymphocytes. In contrast to lymphocytes, monocyte-derived macrophages (MDM) are in a stage of terminal differentiation and have a limited potential for proliferation [63
]. Although a majority of infected lymphocytes turn over rapidly (days) [41
, 59
], macrophages survive HIV-1 infection for long periods (weeks to months) [64
], produce significant amounts of virus [64
], and most likely constitute one of the long-lived reservoirs for virus replication in infected individuals [65
, 66
]. Signal transduction pathways in macrophages and T lymphocytes are inherently different, can be modulated by HIV-1, and contribute to regulation of cell susceptibility to infection [67
68
69
70
71
]. In particular, different CD45 isoforms, which are important for regulating biological function and signaling [72
], are expressed by naïve and memory subsets of CD4 T lymphocytes, while p56lck, a signal transduction molecule associated with CD4 in T lymphocytes, is absent from macrophages [73
]. Viruses produced by macrophages can differ in infectivity from viruses produced by lymphocytes [74
]. The virus replication cycle in macrophages relative to lymphocytes can require extended time because of limitations of nucleotide precursors in macrophages [14
]. Yet, some virus strains replicate with similar kinetics in both macrophages and lymphocytes [13
] and levels of replication by primary isolates in macrophages can exceed levels of virus produced by lymphocytes [56
, 75
]. Consequently, environmental differences, based on the type of cell that is targeted for infection or the cell type that produces the virus, set up conditions that impact fitness.
Macrophage tropism and fitness
Tropism, that is the range of host cells supporting virus replication, is regulated at both entry and postentry levels. Entry into cells by HIV-1 is mediated by target cell expression of CD4 and appropriate chemokine receptor(s), predominantly CCR5 or CXCR4 [53
, 76
77
78
]. Prior to discovery of coreceptors, variants of HIV-1 were classified by an ability to induce syncytium (SI) or not (NSI) in the MT2 T cell line [79
, 80
]. In general, SI characteristics of viruses correspond to use of CXCR4 (X4 viruses), while NSI viruses use CCR5 (R5 viruses) (Table 1
). CD4 cells that express CCR5 include a small subset of activated memory T lymphocytes, as well as macrophages, while CXCR4 is expressed by most CD4 T lymphocytes, by transformed cells of lymphocyte or monocyte lineages, and by macrophages (Table 1)
. R5 viruses are invariably macrophage (M)-tropic and display an M-R5 phenotype. In contrast, SI/X4 viruses display heterogeneous phenotypes. A majority of primary SI/X4 viruses replicate efficiently in both macrophages and T cell lines, use CXCR4 either alone or in combination with CCR5, and are dual (D)-tropic [56
, 75
, 76
, 81
, 82
], while X4 viruses that fail to display tropism for macrophages, but maintain an ability to replicate in T cell lines, have a T-X4 phenotype.
Host cells provide an environment that can impact fitness of
viruses. In growth competition with NSI/R5 viruses, SI/X4 viruses
can display greater fitness in T cell lines, as well as in primary
CD4 T lymphocyte populations, which express CXCR4 more frequently
than CCR5 [
83
]. Macrophages can provide an alternative perspective
of fitness. For example, SI/X4 (T-X4) viruses competing with
NSI/R5 (M-R5) viruses in MDM cultures would no longer exhibit
the fitness advantage displayed in either PBMC or T cell lines.
In addition, macrophage tropism can distinguish fitness between
competing dual tropic and T-X4 viruses, which display otherwise
comparable fitness in CD4 T lymphocytic cells. Expression of
coreceptors by cells is linked to viral fitness.
Viral envelope determinants of macrophage tropism
Although multiple viral determinants mediate macrophage tropism at a variety of steps in the virus life cycle [84
85
86
], viral envelope glycoproteins are major factors regulating entry [55
, 87
]. Envelope glycoproteins that mediate entry by CCR5 or CXCR4 display significant differences in charged amino acid residues in the V3 hypervariable domain of Env gp120 (Table 1)
. R5 envelopes have V3 domains that range in net charge between +2 and +4, reflecting both acidic (aspartate and glutamate) and basic (arginine and lysine) amino acids. In contrast, X4 V3 domains display net charge
+5, which results from reduced frequency of acidic amino acids, as well as increased numbers of basic residues. Both total number and location of charged residues can distinguish between V3 domains that use R5 or X4 [88
89
90
]. In general, use of CCR5 on PBMC and macrophages or CXCR4 on PBMC and T cell lines maps predominantly, if not exclusively, to V3 [91
92
93
94
95
]. In contrast, envelopes that mediate entry into macrophages via CXCR4 have additional determinants over and above V3 domains with net charge
+5. D-X4 viruses have isoleucine, whereas T-X4 viruses have methionine at amino acid position 326 in V3 [88
] (Table 1)
. Whether or not amino acid 326 is a biomarker or impacts directly viral gp120 engagement of the CXCR4 coreceptor on macrophages requires investigation. V1 and V2 hypervariable domains in Env gp120 can display more genetic diversity than V3 [96
], are implicated in a variety of studies as determinants of macrophage tropism [91
, 97
98
99
], and contribute to an ability by virus to use CXCR4 on macrophages [100
].
Macrophage fitness and pathogenesis
V3 charge, coreceptor use, viral phenotype, and fitness evolve within individuals during the natural history of HIV-1 infection [101
]. For example, M-R5 viruses with low V3 charge tend to establish new infections in individuals [78
, 102
, 103
]. Multiple studies identify evolution of X4 viruses with increasing V3 charge, as well as persistence of viruses from both the R5 and X4 lineages, within infected individuals [56
, 104
105
106
] (Fig. 1
). Differences in fitness are apparent late in infection when viruses that use CXCR4the coreceptor expressed by a majority of CD4 T lymphocyteshave a selective advantage over viruses that use CCR5, which is expressed by a small subset of activated memory CD4 T cells that are most susceptible to infection and death during acute and chronic infection [66
, 107
, 108
].
SI/X4 viruses are classified as pathogenic, based on a significant
decline of CD4 T cells and clinical disease progression that
occurs concomitant with or immediately following emergence of
high levels of X4 quasispecies in peripheral blood [
56
,
79
,
80
,
109
110
111
]. Many SI/X4 viruses that evolve in patients
with advanced disease maintain a capacity to replicate in MDM,
implicating dual-tropic viruses in pathogenesis. Yet, almost
half of adults and a majority of pediatric patients develop
advanced disease without detectable SI/X4 quasispecies in their
peripheral blood, indicating that fitness of NSI/R5 viruses
in vivo and ex vivo is also related to pathogenesis [
56
,
83
,
112
113
114
115
116
]. One characteristic that can distinguish
among M-R5 viruses is a range of levels of replication in macrophages.
R5 viruses from individuals in late-stage disease display increased
replication in MDM cultures in comparison to restricted replication
in MDM by R5 viruses isolated during acute or early infection,
or over the course of chronic infection in individuals who remain
asymptomatic for years [
56
,
75
]. Overall, replicative capacity
in macrophages can be a significant marker for pathogenic viruses
independent of coreceptor preference [
116
], implicating viral
determinants in addition to envelope as contributors to viral
fitness.

ART AND MACROPHAGES
Antiretroviral drugs approved for treatment now target multiple
steps in the virus life cycle, including fusion, reverse transcription,
and protease (PR) processing required for infectivity of virions.
Although antiretroviral drugs are highly effective in reducing
transmission of virus from mother to child and controlling virus
replication in infected individuals [
117
,
118
], incomplete
suppression results in emergence of quasispecies with diminished
susceptibility to inhibitors. Fitness of drug-resistant viruses
in a quasispecies is related directly to the environment. Removal
of drugs results in rebound by drug-sensitive viruses that outcompete
drug-resistant viruses [
119
120
121
122
].
Lymphocytes and macrophages provide distinct milieus for effectiveness of antiretroviral inhibitors. For example, nucleoside RTIs are highly effective in macrophages compared with lymphocytes, whereas non-nucleoside RTIs have approximately equivalent activity in both types of cells, reflecting different mechanisms of inhibitor action and nucleoside pools within cell types [123
]. In contrast, PI suppression of virus replication in macrophages requires significantly increased levels of inhibitor compared to the levels that are effective in lymphocytes [64
, 123
124
125
]. Reduced activity of PI in MDM could reflect reduced uptake or bioavailability, as well as slower replication kinetics by viruses in MDM.
Viral determinants of therapy escape
Viral escape from antiretroviral drugs occurs primarily by selection for amino acid changes in regions of the viral genome targeted by the drug. For example, sensitivity to the fusion inhibitor T20 is determined primarily by sequences in the N-terminal helical domain of envelope gp41 [126
], while reduced sensitivity to RT or PR inhibitors involves amino acid changes in RT or PR, respectively [2
, 127
]. A direct relationship between genotype and phenotype in viral quasispecies that have reduced sensitivity to inhibitors can be obscured because other regions of the viral genome, in addition to the direct targets, also contribute to therapy escape. For example, determinants of CCR5 or CXCR4 coreceptor use in Env gp120 independently modulate viral sensitivity to T20 [128
, 129
], which reflects functional interactions between gp120 and gp41 that are required for viral entry into cells. Likewise, functional interactions between PR and regions of Gag, including the cleavage sites that are substrates for PR activity, are essential for processing Gag-Pol polyproteins during virion maturation. Sequences in Gag, including nucleocapsid p7, p6, and cleavage sites, modulate enzymatic activity of PR and contribute to replicative capacity by quasispecies from infected individuals prior to therapy [19
, 21
, 130
131
132
133
134
135
]. During the course of ART, accumulations of mutations in PR that reduce sensitivity to drugs are accompanied by amino acid changes in Gag and /or cleavage sites. The changes are important because of a direct contribution to replicative capacity and fitness of viruses, primarily in lymphocytes [19
, 21
, 127
, 130
131
132
, 134
135
136
137
138
139
140
141
]. Determinants in Gag required for fitness by viruses with PR resistance are virtually unstudied in macrophages.
ART and fitness
Fitness of HIV-1 as related to reduced sensitivity to inhibitors can be assessed in vivo within infected individuals, ex vivo by virus isolates, or by recombinant molecular clones replicating in a variety of host cells [3
, 20
, 142
143
144
]. Fluctuations of quasispecies in plasma and PBMC competing within individuals prior to and during treatment provide the most direct evaluation of viral fitness and viral dynamics in different compartments. Nonetheless, unraveling the interrelationship among multiple variables, including bioavailability of drugs, host genetic factors and immune responses, and viral determinants, which can contribute to evolution of viral fitness within individuals, is complicated. Primary viral isolates from infected individuals can be evaluated for fitness ex vivo in culture assays, which reduce the contribution to fitness by some variables, such as host immune response, although culture environments provide alternative selective pressures that perturb the quasispecies. An alternative approach to evaluation of fitness involves using recombinant viruses that are constructed with the region of interest, for example, specific PR or RT alleles from viruses in individuals treated with combinations of RT and/or PR inhibitors. An advantage to the recombinant virus approach is that defined regions from different viruses from different individuals can be studied in a constant genetic background, although the predominant molecular clones used for construction of recombinant viruses have T-X4 envelopes, which restrict entry to CXCR4-expressing CD4 T lymphocytes and T cell lines.
To address the question of fitness in macrophages, as well as in CCR5-expressing lymphocytes, compared with CXCR4-expressing lymphocytes, we developed two recombinant viruses based on the HIVLAI molecular clone [145
], one with Env gp120 V1 to V5 from HIVLAI (T-X4) and a second with gp120 V1 to V5 from HIVJRFL (M-R5). Replication competent, T-X4 and M-R5, gag/PR recombinant viruses were constructed by exchanging gag/PR of HIVLAI with gag/PR from viruses within an infected individual prior to and following combination ART [131
]. Pre-therapy PR alleles contained no natural polymorphisms that might alter sensitivity to inhibitors [33
, 130
], while post-therapy gag/PR alleles included multiple mutations as a result of ritonavir treatment that failed to sustain virus suppression. Replicative capacity by post-therapy gag/PR recombinant viruses was diminished in both CCR5- and CXCR4-expressing CD4 lymphocyte subsets. In contrast, when R5 recombinant viruses were directed to macrophages, pre- and post-therapy gag/PR viruses replicated to similar levels [146
].
Modulation of replicative capacity by recombinant viruses maps to mutations in Gag and/or PR because all recombinant viruses contained the HIVLAI RT allele [131
]. Post-therapy Gag/PRs have slowed processing kinetics (OBrien, Goodenow, and Dunn, unpublished results) [19
, 21
, 134
, 135
], which would decrease production of mature virions from lymphocytes, where the viral replication cycle proceeds at a higher rate than macrophages. In macrophages, the virus replication cycle is extended, and reduced processing kinetics by post-therapy, drug-resistant Gag/PR may not be rate limiting for production of mature virions [14
].
Impact by therapy on fitness and pathogenesis
Combination antiretroviral therapies can have a dramatic impact on viral replication and disease progression in individuals. Successful suppression of virus replication usually results in increased levels of CD4 T lymphocytes (viral and immune success, VS/IS) (Fig. 2A
). Inadequate control of virus replication results in rebound of viruses with multiple mutations that increase fitness in the presence of drugs and a failure to reconstitute CD4 T cells (viral and immune failure, VF/IF) (Fig. 2B)
. Pre- and post-therapy viruses in VF/IF patients appear equally pathogenic because no increase in CD4 T cell numbers occurs. Linkage between viral and immune success (VS/IS) or failure (VF/IF) in response to combination ART is predictable. An unexpected outcome of ART occurs occasionally in adults and frequently in children and adolescents, who experience significant and sustained improvement in CD4 T cell numbers (immune success), even though plasma virus levels are suppressed only transiently in response to combination therapy (viral failure) (VF/IS) (Fig. 2C)
. An alternative discordant response, suppression of virus without CD4 T cell rebound (VS/IF) (Fig. 2D)
, is displayed by some adults, but less frequently by children who have greater potential than adults for immune reconstitution [32
, 33
, 35
, 147
148
149
150
].
Post-therapy viruses that develop in patients with a discordant
VF/IS response display replicative capacity that is similar
to viruses in individuals with a VF/IF response [
33
]. Although
plasma viruses that rebound during ART in VF/IS patients can
reach levels that are similar to pretherapy plasma virus levels,
pre- and post-therapy viruses may differ in fitness at least
for certain subsets of target cells [
151
]. For example, replication
by post-therapy, drug-resistant viruses in thymocyte culture
is restricted [
152
]. Diminished replication may extend to peripheral
lymphocytes, which would limit cell death, contribute to increased
CD4 T cell numbers, and predict a reduction in cell-associated
virus in peripheral lymphocytes. The dramatic and sustained
restoration of CD4 T cells experienced by VF/IS individuals
could result from viruses attenuated for pathogenesis. If viruses
that emerge in discordant responses have diminished fitness
in lymphocytic cell lineages, then identifying cellular source(s)
of high levels of viruses in the plasma of VF/IS individuals
is critical. One possibility is that the contribution to plasma
viremia by macrophage-derived drug-resistant viruses increases
during therapy in VF/IS responses. Persistent virus production
by drug-treated macrophages implicates macrophages as sanctuaries
for virus replication and evolution of drug resistance in treated
individuals.

QUESTIONS AND FUTURE DIRECTIONS
The focus of this review is on macrophage tropism, viral determinants
in Env that mediate entry into macrophages, and the role of
macrophages in persistent production of virus in antiretroviral-treated
individuals. VF/IS response shows that virus replication and
fitness can be unlinked from pathogenesis. Diminished pathogenesis
might be linked to a general reversion of post-therapy viral
quasispecies to M-R5 viruses, or to genetic determinants outside
the envelope that contribute to replication capacity and/or
an impact by viruses on CD4 T cells. Virus interactions with
macrophages following entry are determined by a variety of proteins
encoded by multiple accessory genes in the viral genome, and
by host factors. Currently, little information about specific
host proteins that might facilitate viral fitness in macrophages
or distinguish between macrophages that are permissive or restrictive
for virus replication is available. Most studies of interactions
between HIV-1 and macrophages focus on subtype B strains. Prevalence
of other subtypes throughout the world necessitates expanding
studies of viral fitness and macrophage tropism to include viruses
that are involved in the majority of infections. Persistent
virus production by macrophages, even with antiretroviral therapies
that reduce levels of infection in lymphocytes, provides a challenge
to the development of drugs that have increased effectiveness
for one of the long-lived reservoirs of virus.

ACKNOWLEDGEMENTS
The authors receive funding from PHS awards HD32259, AI47723,
AI47734, HL58005, and T32 AR07603; the Elizabeth Glaser Pediatric
AIDS Foundation; Seed Grant and Young Investigator Grants from
the American Lung Association of Florida; Laura McClamma Fellowship
Award.
Received April 25, 2003;
revised July 15, 2003;
accepted July 26, 2003.

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