Originally published online as doi:10.1189/jlb.0503207 on August 11, 2003
Published online before print August 11, 2003
(Journal of Leukocyte Biology. 2003;74:650-656.)
© 2003
by Society for Leukocyte Biology
Monocyte/macrophage traffic in HIV and SIV encephalitis
Woong-Ki Kim*,
Sarah Corey*,
Xavier Alvarez
and
Kenneth Williams*,1
* Division of Viral Pathogenesis, Beth Israel Deaconess Medical Center, Harvard Medical School, Boston, Massachusetts; and
Department of Pathology, Tulane National Primate Research Center, Tulane University, Covington, Louisiana
1 Correspondence: Division of Viral Pathogenesis, RE-113, Beth Israel Deaconess Medical Center, 330 Brookline Ave., Boston, MA 02215. E-mail: Kennneth_Williams{at}hms.harvard.edu

ABSTRACT
This short review focuses on the role of central nervous system
(CNS) perivascular macrophages as targets of productive infection
of the CNS. Data discussed include the importance of these cells
as early targets of infection and their productive infection
with AIDS. Many of the immune molecules on perivascular macrophages
are also found on subsets of blood monocyte/macrophages, some
of which are expanded during human immunodeficiency virus (HIV)
infection. These observations paired with the known bone marrow
(BM) origin of perivascular macrophages and the BM as a site
of HIV infection underscore the importance of the study of monocyte
populations in the BM and blood, which are activated and infected
as a source of virus that enters the CNS. Data presented and
discussed herein suggest a role of HIV-infected BM-derived monocytes
as "Trojan horse" cells that traffic to the CNS to become perivascular
macrophages. The study of such cells including their timing
of infection, activation, and traffic and the role of HIV-specific
immune responses controlling their accumulation in the CNS warrant
study with regard to CNS neuropathogenesis.
Key Words: perivascular macrophages CNS CD14 CD16 PCNA

INTRODUCTION
Human immunodeficiency virus (HIV) infection of the central
nervous system (CNS) occurs early after infection in the periphery,
from hours to days, but neurological symptoms and HIV-associated
dementia (HAD) often occur years later, concomitant with or
following the development of AIDS. The presence of virus in
the CNS, especially productively replicating virus, seems important
for neurological disease. More importantly, the accumulation
of macrophages within the CNS, some of which are HIV-infected,
is necessary and an important correlate of histopathology and
clinical signs. Taken together, these observations underscore
the importance of inflammatory macrophages in the CNS as mediators
of lentiviral disease. These cells are highly activated as a
consequence of infection in the periphery and loss of normal
immune system functions that occur with AIDS. Increasing evidence
points to the importance of monocyte populations, derived from
the bone marrow (BM), which transit through the blood and accumulate
in the CNS as mediators of HIV-related CNS disease. Studies
in our laboratory and others focus on the normal traffic of
such cells, their augmented traffic with viral infection, and
the role of the immune system controlling their level of viral
infection in the BM and blood with their activation, traffic,
and accumulation in the CNS. Understanding events leading to
infection of BM cells, some of which are potentially programmed
to become CNS macrophages, the traffic of activated and/or infected
monocytes contributing to productive CNS infection, and the
role of the immune system controlling such events seem critical
and fundamental to elucidate the pathogenesis of CNS infection
by HIV and HAD.

HIV INFECTION OF THE CNS: THE ROLE OF PERIVASCULAR MACROPHAGES
CNS infection by HIV in humans and simian immunodeficiency virus
(SIV) in nonhuman primates is found in scattered perivascular
cuffs and is associated with perivascular macrophages [
1
2
3
4
5
].
Scattered HIV- or SIV-infected macrophages, which are viral
DNA, RNA, and protein-positive, are consistently found during
peak viremia, 714 days postinfection [
1
,
5
]. Although
it is possible that virus enters the CNS as cell-free virus,
it is more likely that macrophages in perivascular cuffs are
important early targets and the "Trojan horse" cells responsible
for bringing virus to the CNS throughout infection [
5
,
6
].
The traffic of BM-derived monocytes to the CNS is part of the
normal physiology of brain macrophage turnover and is augmented
with inflammation and viral infection [
7
8
9
]. After initial
seeding of HIV and SIV in the CNS, viral RNA or proteins are
not detected during the asymptomatic period of infection [
5
,
10
11
12
]. During this same asymptomatic period, HIV and SIV
DNA are not detected or found at the lower range of detection
in the CNS [
10
,
11
,
13
]. Whether such DNA, when found, is
from contaminating cells within the CNS vasculature or instead,
is the result of latent CNS infection is not well defined [
10
,
11
,
13
]. In a recent study using a rapid model of SIV neuropathogenesis,
SIV DNA in the CNS was found when no viral RNA or proteins were
present, supporting the notion of latent infection of the CNS.
However, it is not clear whether the animals in this study are
more similar to rapid progressors and whether they truly have
an asymptomatic period [
14
]. In HIV and SIV, productive infection
re-emerges with the development of AIDS [
5
,
11
,
15
,
16
].
These observations suggest that virus that enter the CNS early
after infection can become latent and then re-emerge with AIDS
[
14
] or that productive infection, which results with the development
of AIDS, occurs from reseeding new virus from the periphery
[
11
,
17
]. We believe that recent evidence, including studies
of monocyte populations that are infected in the blood, the
timing of productive BM infection, and viral sequence analysis,
supports the latter hypothesis and underscores the dynamic role
of BM-derived monocytes contributing to CNS disease. It is likely,
however, that both mechanisms are in operation and contribute
to productive infection of the CNS with end-stage disease.
CNS macrophages are heterogeneous with respect to their morphology, location, and functions. There are at least four distinct populations of CNS macrophages, including macrophages of the choroid plexus and the meninges, the resident parenchymal microglia, and the perivascular macrophages [18
19
20
21
]. Choroid plexus macrophages and meningeal macrophages are demonstrated to be HIV- or SIV-infected early but are not considered as major targets later in disease [22
, 23
]. Parenchymal microglia are the resident CNS macrophages and have low-to-nondetectable turnover in rodents and humans [8
, 24
]. Early studies of HIV infection and particularly in vitro studies point to microglia as important targets of infection [25
26
27
28
]. These studies, however, characterized the infected cell types mainly by morphology and did not differentiate parenchymal microglial populations and other CNS macrophages. Few if any studies used more than one marker to identify infected parenchymal microglia in situ. When double-label studies were done, the markers used for microglia were pan-macrophage markers that identify all brain macrophages [29
].
In contrast to parenchymal microglia, perivascular macrophages have a continuous rate of turnover, which is augmented with inflammation [8
, 20
, 21
, 24
]. These cells are situated next to CNS vessels and, with foot processes of parenchymal microglia and astrocytes, compose the blood-brain barrier [8
, 30
]. Perivascular macrophages accumulate in the CNS with inflammation, as demonstrated by studies in the animal model of multiple sclerosis, experimental allergic encephalomyelitis (EAE) [31
]. It is interesting that when clinical signs in EAE subside, the accumulation of CNS perivascular macrophages is no longer detected. In animals that relapse, perivascular macrophage accumulation again occurs, underscoring the dynamic process of monocyte traffic from the BM and the accumulation of such cells in the CNS. Questions concerning the stimulus for such cells to traffic to the CNS and more importantly, signals for these cells to remain need to be addressed. Clear evidence of elevated chemokines and colony-stimulating factors (CSF) in the CNS including monocyte chemoattractant protein-1, which correlates with HIV and SIV CNS disease, exists [32
, 33
]. These studies underscore the role of chemokines as attractants for cells entering the CNS. Mechanisms by which perivascular macrophages exit the CNS with the resolution of inflammation are less well defined but might include apoptosis in the CNS or the ability of these cells to traffic out (reviewed in ref. [30
]). Evidence of perivascular macrophages leaving the CNS has been shown in CNS transplantation studies where ED2-positive macrophages, which were transplanted into the CNS within grafts, are detected in cervical draining lymph nodes and the spleen [34
]. In contrast to this, studies using India ink injected into the CNS have demonstrated labeled macrophages 1 year postinjection [35
]. More recent studies using dextran amine dyes demonstrate a dynamic traffic of perivascular macrophages in the rodent brain [36
, 37
]. Overall, these studies suggest that there are different populations of these cells: one, which is immunologically active and can traffic into and perhaps out of the CNS [30
], and another that is phagocytic and remains for long periods of time. With regard to HIV and SIV infection, it is possible that infection results in increased longevity of perivascular macrophage. McGrath and colleagues [38
] have recently shown, using CNS tissues from HIV-infected patients with dementia, HIV insertion into genomic DNA proximal to genes that encode factors associated with signal-transduction, apoptosis. and the regulation of transcription. Whether such integration mediates dysregulation of specific genes responsible for macrophage activation, inhibition of apoptosis, and the secretion of factors that recruit additional macrophages to the CNS lesion is potentially interesting.
One way to address the role of perivascular macrophages and parenchymal microglia in CNS infection by HIV and SIV is to differentiate between these populations using myeloid markers. This had been done previously in EAE and multiple sclerosis studies and more recently in the HIV- or SIV-infected CNS [39
40
41
42
43
44
45
46
]. Perivascular macrophages can be differentiated from parenchymal microglia based on their level of CD14 and CD45 expression. CD14, which is expressed on the cell surface of 8090% blood monocytes, is readily detected on perivascular macrophages and is not detectable on parenchymal microglia [41
, 42
, 45
, 47
]. Similarly, CD45 is strongly expressed on perivascular macrophages in the CNS and is expressed at low levels on parenchymal microglia [42
]. Using combinations of monoclonal antibodies against CD14 or CD45 with antibodies against HIV and SIV viral proteins or RNA, it has been demonstrated that perivascular macrophages are a major CNS cell population that is productively infected early and terminally with AIDS [5
, 45
, 48
]. Such productive infection occurs with an accumulation of macrophages in perivascular cuffs, an event that correlates with entry of virus to the CNS [4
]. In addition to CD14 and CD45 markers used to differentiate between parenchymal microglia and perivascular macrophages, CD16, CD69, and human leukocyte antigen-DR are expressed on perivascular macrophages (Fig. 1
) [7
, 20
, 30
]. These markers and CD14 have also been used to identify unique blood monocyte populations that are expanded in the blood following HIV infection [49
50
51
52
53
]. The increase in the percent or absolute numbers of subpopulations of activated monocytes in the blood is a good correlate of HAD. In addition to tissue macrophages, subpopulations of monocytes are also thought to be significant reservoirs of HIV, even in patients on highly active antiretroviral therapy (HAART) [52
, 54
55
56
]. Taken together, these data point to the importance of understanding the biology of CNS perivascular macrophages and the identification of cells in the BM and blood, which might serve as precursors to CNS perivascular macrophages to better understand their role in CNS viral infection. Part of the difficulty with such studies is to have a marker that will allow for one to trace such cells from the marrow through the blood and ultimately into the brain. Studies in rodents and BM transplantation have made use of mismatched major histocompatibility complex class I antigens or in the case of BM transplantation in humans, the Y chromosome [57
, 58
]. We have recently reported that CNS perivascular macrophages that are productively infected with SIV also strongly express the proliferation cellular nuclear antigen (PCNA) [59
]. In our studies, we demonstrated that expression of PNCA correlates well with SIV RNA in the same cell and that the cells that are PCNA-positive are not undergoing significant, detectable cell proliferation but are more likely undergoing DNA repair, a process that might be induced by viral infection [59
, 60
]. Our group and others have found similar PCNA expression in the BM of HIV-infected humans and SIV-infected rhesus macaques in monocyte/macrophage populations that are infected with HIV or SIV (Fig. 2
). This marker, in conjunction with markers of blood monocytes that are also expressed on CNS perivascular macrophages, might be useful to study monocyte/macrophages in the BM and blood, which are HIV- or SIV-infected and can traffic to the CNS.

BM INFECTION WITH HIV AND SIV
Although BM is the major hematopoietic organ in adults, little
is known about the timing of HIV infection, subsequent pathology
as a result of HIV infection or the effect of infection on hematopoietic
differentiation of cells of monocyte/macrophage lineage. Disruption
to the BM and subsequent hematologic abnormalities such as anemia
frequently occur in HIV-infected individuals [
61
]. It is interesting
that the prevalence of anemia correlates with disease progression
in SIV and is the best-known predictor of HIV dementia [
62
63
64
].
Although pathogenesis of BM following infection is not clearly
understood, HIV and SIV infection occurs early and then later
in disease with AIDS [
65
]. Although several different cell
types within the bone marrow including CD34
+ progenitor cells,
megakaryocytes, and CD4
+ T cells have been shown to be susceptible
in vitro to HIV infection [
66
67
68
], monocyte/macrophages
or monocyte-myeloid precursors are a major target [
69
70
71
72
].
As in humans, BM monocyte/macrophages are a major target of
SIV [
62
,
65
]. Notably, SIV-infected monocyte/macrophages are
found as early as 3 days postinoculation, suggesting an important
role in the pathogenesis of virus-induced hematologic abnormalities
[
65
]. Viral RNA expression in BM correlates with the severity
of disease [
72
] and similar to infection in the CNS, is detected
early postinfection and then re-emerges with AIDS [
62
,
72
].
The frequency of BM macrophages in HIV-infected patients significantly
increases, as does PCNA expression in these infected cells [
60
,
73
]. The notion that HIV- or SIV-infected monocyte/macrophages
in the BM arise from the redistribution of virus from the immune
system is an interesting possibility and is supported by studies
of monocyte populations in the blood of patients with AIDS and
viral sequence analyses of tissues including the brain, gut,
lung, and BM.

ROLE OF BLOOD MONOCYTES IN AIDS AND AIDS DEMENTIA
Although early in vitro studies showed that HIV could infect
blood monocytes [
74
,
75
], it has not been known whether monocytes
could support productive infection. Sonza et al. [
55
] have
shown that monocytes harbor replication-competent HIV-1 during
effective HAART and that the type of HIV nucleic acids present
(circular DNA and multiply spliced RNA) suggests a recent and
active infection. Zhu et al. [
56
] have shown the presence of
HIV DNA in CD14
+ monocytes from patients with and without HAART,
making the case for a longer half-life of HIV DNA in CD14
+ monocytes
than resting or activated CD4
+ T cells. More importantly, this
study also found HIV mRNA in blood monocytes with sequences
identical to those found in viral particles in the plasma. Taken
together, these studies suggest that CD14
+ monocytes are a source
of HIV, even with HAART therapy.
There are a number of reports describing CD14+ monocyte populations and subpopulations in normal and HIV-infected individuals. From these, it is clear that they are not a homogeneous population. Flow cytometric studies showed that CD14+ monocytes can be differentiated based on relative levels of CD14 expression and CD16. Among subtypes of monocytes, a minor subset expressing CD14/CD16 expands in response to systemic challenge, including HIV infection [51
, 76
77
78
79
80
]. CD14+CD16+ and CD14+CD69+ subsets of monocytes are described in the blood of patients with AIDS, where increased percentages correlate with HAD [52
]. The expansion of such populations does not appear to be HIV-specific but is likely to signify the general activation of the innate-immune system [53
, 81
]. In vitro, macrophage-CSF and HIV-envelope gp120 mimic this immune activation, resulting in increased CD16 expression on CD14-positive monocytes [82
83
84
], and HAART reverses the expansion of this subset [85
], suggesting the involvement of virus in control of monocyte activation. It is interesting that Philip Ellery et al. presented preliminary data at the 5th International Workshop on HIV and Cells of the Macrophage Lineage and Other Reservoirs, showing that a CD14loCD16hi monocyte subset preferentially harbors HIV in vitro (see article in this edition). CNS perivascular macrophages are similar, phenotypically and with respect to HIV and SIV infection, to this subpopulation found in the blood.
Although it is tempting to postulate that HIV-associated neurological diseases may result from increased trafficking of activated and/or infected blood monocytes into the CNS, currently no direct association exists between degree of activation and/or infection of blood monocytes and incidence of HIV-related neurological disease resulting from the traffic of such cells. Nevertheless, it is likely that such activation, and certainly productive viral infection, is important for these cells to stay in the CNS. Studies in rodents show an accumulation of perivascular macrophages with inflammation, which goes away with the termination of inflammatory events. However, if India ink is injected into the CNS, labeled perivascular macrophages can be found in the CNS up to 2 years after injection [35
]. To date, few studies have found changes in absolute monocyte cell numbers or relative percentages based on CD14 and CD16, which correlate with HIV disease progression. A recent cohort study of HIV-infected children have indicated that high CD14+ monocyte counts are a better surrogate marker than CD4+ T cell counts and viral load of HIV/CNS disease [86
]. In addition, plasma and CSF levels of soluble CD14 (shed from activated monocytes) increase in HIV-infected patients and even more in patients with AIDS and dementia [45
, 78
, 87
, 88
], which indicates immune activation following HIV infection and AIDS and the potential usefulness of soluble CD14 levels to evaluate HIV dementia. Furthermore, CD14+CD16+ and CD14+CD69+ subsets of monocytes are described in the blood of patients with AIDS, where increased percentages correlate with HAD. It is likely that expanded monocyte populations in the blood are infected with HIV or SIV and are cells that carry virus to the CNS. Regardless, the presence of these activated cells in the blood are clear markers of CNS disease.
We have made parallel observations of peripheral blood monocyte activation in a CD8-depletion, SIV-infection model of neuro-AIDS (Fig. 3
). It has been demonstrated that the rhesus monkeys, which are SIV-infected and then treated with a CD8+ T cell-depleting antibody, have a high incidence of AIDS, SIV encephalitis, and severe CNS disease. When blood monocytes of these animals are monitored, we find an early rise in a CD14loCD16hi monocyte subset, which peaks at 7 days postinfection, the earliest time-point when SIV-infected macrophages can be found in CNS [5
, 30
]. The percentage of these activated cells then drops but reappears with the development of AIDS and SIV.
Kinetics of BM infection and expansion of monocyte populations
in the blood with viral sequence data point to these important
populations as a source of virus that seeds the CNS early after
infection and then again with AIDS. It is likely that the second
wave or waves of infection with AIDS contribute to productive
infection of the CNS. Perhaps it is more appropriate to refer
to these successive waves of BM monocytes as the Trojan herd.
Evidence for this can be found from recent HIV and SIV sequence
data.

CNS INFECTION, VIRAL SEQUENCES, NEUROTROPISM
There have been numerous studies analyzing HIV and SIV viral
sequences in the CNS. Some studies suggest "neurotropic" sequences
based on regions of
env and
nef [
89
90
91
]. Others suggest
highly divergent strains of virus, some of which cluster phylogenetically
with similar brain sequences and others that are closely related
to sequences found in the BM, gut, and lung [
11
,
17
,
92
93
94
].
Several important points can be made from such studies. First,
macrophage tropism seems required for HIV and SIV to replicate
in the CNS [
95
,
96
]. The second is that although it is possible
to detect HIV and SIV sequences early after infection, they
are detected at low levels and in the case of HIV, often undetectable
until the emergence of AIDS and CNS disease [
10
,
11
]. In fact,
the presence of HIV and SIV in the CNS and in the gut, lung,
and BM where macrophages are major targets of infection clearly
correlates with histopathology and symptoms of AIDS [
59
,
97
,
98
]. In vitro studies investigating whether different strains
of HIV replicate differentially in brain-derived microglia versus
macrophages failed to find unique tropism of virus for different
macrophage populations [
99
]. Moreover, analysis of HIV
env and
gp160 sequences demonstrate phylogenetic clusters of virus
in the brain that are often similar to clusters found in the
BM and gut, organs where macrophage infection is significant
[
17
,
94
]. These observations with our report of similar populations
of SIV-infected macrophages in the brain, gut, and lung, which
are also PCNA-positive, suggest that subsets of macrophages
in these organs might be of similar origin [
59
]. Such studies
question whether CNS infection is unique from that of other
organs where macrophage infection plays a major role.

SUMMARY
Data described in this brief review support the notion that
a population of CNS perivascular macrophages is a major target
of HIV and SIV infection in the CNS. These cells accumulate
early in disease and correlate with initial viral entry. They
are not found in significant numbers during the asymptomatic
stage of infection but are readily found with the development
of AIDS, encephalitis, and HAD. The immune phenotype of the
HIV- or SIV-infected perivascular macrophages is similar to
a subset of blood monocyte populations that is expanded with
infection and that has been identified as reservoirs for HIV
in infected patients with and without HAART. Similar populations
of cells are found in the BM, which are HIV- or SIV-infected
and express PCNA with infection. Whether such cells represent
precursors to CNS perivascular macrophages and can be studied
as Trojan horse cells that traffic to the CNS and other organs
warrants further study. Moreover, the role of the immune system
and specific CD4
+ and CD8
+ T cell responses, as well as cytotoxic
lymphocyte viral escape sequences contributing to CNS disease
with AIDS, is a field of future study.

ACKNOWLEDGEMENTS
Public Health Service Grants NS37654 (K. W.), NS40237 (K. W.),
and RR00164 (X. A.) supported this work.
Received May 7, 2003;
revised July 15, 2003;
accepted July 18, 2003.

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