(Journal of Leukocyte Biology. 2000;68:455-463.)
© 2000
by Society for Leukocyte Biology
The immunobiology and clinical potential of immunostimulatory CpG oligodeoxynucleotides
George J. Weiner
University of Iowa Cancer Center and Department of Internal Medicine, University of Iowa, Iowa City
Correspondence: George J. Weiner, Director, University of Iowa Cancer Center, C.E. Block Professor of Cancer Research and Internal Medicine, 5970Z JPP, 200 Hawkins Drive, University of Iowa, Iowa City, IA 52242. E-mail: george-weiner{at}uiowa.edu
 |
ABSTRACT
|
|---|
Over 100 years ago, Coley first explored the use of bacterial products
as immunostimulatory therapy for nonbacterial disease. It is now
clear that bacterial DNA, and synthetic oligodeoxynucleotides
containing specific motifs centered on a CpG dinucleotide (CpG ODN),
are potent immunostimulatory agents. The molecular mechanisms
responsible for the immunostimulatory effects of CpG ODN have yet to be
elucidated fully, although it is clear that CpG ODN act rapidly on a
variety of cell types. This includes activation of B cells, natural
killer cells, and antigen-presenting cells including monocytes,
macrophages, and dendritic cells. These effects have led to evaluation
of CpG ODN as immune adjuvants in immunization where they have been
shown in animal models to enhance the development of a TH1-type immune
response. Preliminary results from clinical trials using CpG ODN as an
immune adjuvant are promising. Preclinical studies suggest CpG ODN can
also enhance innate immunity against a variety of infections, synergize
with monoclonal antibody to enhance antibody-dependent cellular
cytotoxicity, and alter the Th1/Th2 balance as a possible treatment for
allergic diseases and asthma. Clinical evaluation has recently begun to
determine whether promising preclinical results with CpG ODN can be
translated into effective and tolerable clinical treatment
approaches.
Key Words: B cells natural killer cells antigen-presenting cells allergic diseases asthma
 |
INTRODUCTION
|
|---|
The first reported systematic attempt to use an immunostimulatory
therapy for a nonbacterial disease took place in the 1890s when Dr.
William Coley, a New York surgeon, performed a series of studies
evaluating the anti-tumor activity of bacteria. In his initial studies,
Dr. Coley injected live streptococci directly into the tumor masses of
his patients. This resulted in tumor regression in his first patient
that lasted for 7 years. However, dangers of infection were high, with
the first patient almost dying of erysipelas. For the next two decades,
Coley explored use of heat-killed gram-positive and gram-negative
bacteria as immunotherapeutic agents for cancer [1
,
2
]. This preparation, known as "Coleys Toxin,"
resulted in tumor regression in some patients, although the response
rate was less than that seen with live organisms. In subsequent
decades, much of the antitumor activity of Coleys toxin was
attributed to endotoxin [3
]. However, it is worth noting
that Coleys original success was with streptococcus; a gram-positive
organism that does not produce endotoxin. Additional bacterial
components, such as bacterial DNA, may well have played a role in the
observed responses.
It was almost 100 years between Coleys studies and the recognition
that bacterial DNA itself can stimulate the immune system. Shimada,
Yamamoto, and colleagues demonstrated that bacterial DNA could enhance
natural killer (NK) cell activity [4
, 5
],
and Messina, Pisetsky, and colleagues found that such DNA was also
capable of inducing B cell activation [6
]. In the
mid-1990s, Krieg and colleagues gained additional insight into the
moieties in bacterial DNA that are responsible for the
immunostimulatory effects of bacterial DNA. As with many pivotal
discoveries, this one was serendipitous. While studying the effect of
anti-sense DNA on B cell activation, these investigators found that a
number of "control" oligodeoxynucleotides (ODN) also mediated B
cell activation. After making and testing hundreds of ODN, it was
determined that the immunostimulatory effects of these "control"
ODN were dependent on an unmethylated CpG dinucleotide in a particular
sequence context [7
]. Specifically, the optimal
stimulatory motif was determined to be as follows:
R1R2CGY1Y2 where
R1 is a purine (preference for G), R2 is a
purine or T, and Y1 and Y2 are pyrimidines.
Klinman et al. found these ODN not only induced B cell activation, but
also induced production of a wide variety of cytokines, indicating a
more complex pattern of immune activation [8
].
Although teleological explanations are risky, it is fascinating to
consider whether an immune response to unmethylated CpG motifs enables
the mammalian immune system to distinguish microbial DNA from self DNA.
Indeed, it is easy to conceive how having bacterial DNA serve as a
"danger signal" would be advantageous. Sequence differences between
bacterial DNA and vertebrate DNA appear to make this possible. CpG
dinucleotides are present at the expected frequency in bacterial DNA (1
in every 16 dinucleotides) while mammals have CG suppression, with CG
dinucleotides being found at approximately one-fourth the expected
frequency [9
]. Furthermore, the majority of cytosines
present in CG dinucleotides are methylated in mammals. Although
bacteria can methylate select bases, there is no methylation
specificity for CG dinucleotides. Thus, unmethylated CG dinucleotides
are much more common in bacteria than in mammals and other vertebrates.
We now know that the immunostimulatory effects of specific motifs
within bacterial DNA, including CG dinucleotides, likely play an
important role in the immunostimulatory effects of various bacterial
preparations that have been observed over the years. Attenuated
mycobacteria are currently used for treatment of superficial carcinoma
of the bladder [10
]. Yamamoto et al. found that
mycobacterial DNA could result in tumor regression, and that this was
accompanied by induction of interferon secretion, and NK lytic activity
[11
]. In further studies, these investigators found that
DNA from a variety of bacteria could cause interferon (IFN) secretion
and tumor regression, whereas vertebrate DNA did not
[5
].
Over the past 5 years there has been a dramatic increase in our
understanding of the molecular and cellular effects of CpG DNA, and its
effects in vivo in animal models. Studies to date suggest
CpG DNA could have significant therapeutic promise in the treatment of
a variety of disorders, including infectious disease, allergy, and
cancer. Despite these rapid advances, there is still much we have to
learn about these potent immunostimulatory agents. Clinical trials in
these areas have only recently begun. In this review, we will outline
what is known (and what is not known) about CpG DNA at the molecular,
cellular, and intact animal level, and will discuss the potential for
clinical utilization of this novel class of compounds (see Table 1
for summary).
 |
MOLECULAR EFFECTS OF CPG ODN
|
|---|
Ongoing investigations are exploring the molecular mechanisms
responsible for the immunostimulatory effects of CpG ODN, as our
knowledge in this area is far from complete. As a starting point, it is
important to recognize that ODN, which are polyanions, can have both
sequence-specific and nonsequence-specific immunological effects (see
below). Therefore, careful controls need to be included when studying
the sequence-specific effects of any ODN, including both anti-sense and
CpG ODN [12
]. An additional basic question is whether
the sequence-specific immunostimulatory effects of CpG ODN are mediated
by binding of ODN to a CpG-specific surface receptor. This issue
remains controversial. Liang et al. found that Sepharose beads coated
with stimulatory, but not nonstimulatory ODN, induce B cell
proliferation similar to that seen with soluble ODN, suggesting
specific surface receptors are present [13
]. In
contrast, Krieg et al. found that CpG ODN covalently linked to a solid
support are nonstimulatory. In addition, fluorescein isothiocyanate
(FITC)-labeled CpG ODN and non-CpG ODN have similar surface binding,
uptake, and intracellular trafficking [7
]. Unlike
antigens that trigger many surface receptors, CpG ODN do not appear to
induce detectable Ca2+ flux, changes in tyrosine
phosphorylation, or phosphatidylinositol-3-kinase activation. In
addition, non-CpG ODN can compete with CpG ODN and inhibit both uptake
and immune stimulation [14
].
Whether or not a specific surface receptor is involved, uptake of CpG
ODN is saturable and both energy and temperature dependent
[14
]. As is the case for other ODN [15
],
CpG ODN appear to be taken up in a nonspecific manner through acidic
vesicles in the endosomal compartment. Drugs that interfere with
endosomal acidification, such as quinacrine, inhibit the
immunostimulatory activity of CpG ODN [14
,
16
].
Transcriptional activation induced by CpG ODN is very rapid, and is
detectable within 15 min [17
, 18
]. Although
there are hints that CpG ODN binds specifically to select proteins in
both the cytoplasm and nucleus, the identity of CpG binding proteins
has yet to be determined. Description of such proteins will be of
obvious importance as we work to understand the molecular mechanisms
responsible for the immunostimulatory effects of CpG ODN. Given the
importance of CG methylation in transcriptional control, an area of
intense interest is how CpG ODN might interact with transcription
factor complexes. Indeed, the complexity of these structures may
account for the difficulty encountered to date in identifying the CpG
receptor.
What we do know is that generation of intracellular reactive oxygen
species (ROS) occurs within minutes of exposure of cells to CpG ODN,
and is associated specifically with CpG ODN and not with non-CpG ODN
[17
, 18
]. Multiple downstream changes then
occur, including nuclear factor-
B (NF-
B) activation
[19
]. Indeed, activation of NF-
B by ODN was noted
before the immunostimulatory effects of CpG ODN were described
[20
]. Changes that follow NF-
B activation include
production of tumor necrosis factor (TNF) and interleukin (IL)-1
ß
[19
]. CpG ODN can also impact on additional signaling
pathways, and can induce changes such as activation of
mitogen-activated protein kinases (MAPKs) and stress kinases such as
JNKK1 [14
, 18
].
Investigation into the interaction of CpG ODN with cytokine gene
promoters is supplying further evidence for the molecular complexity of
the mechanisms responsible for the immunological effects of CpG ODN.
Takeshita et al. have used site-directed mutagenesis of the IL-6
promoter to demonstrate CpG ODN regulation of IL-6 gene expression
involves both enhancer and derepression mechanisms [21
].
More detailed descriptions of signaling and CpG ODN have recently been
published [22
, 23
]. Our knowledge with
respect to the specifics of CpG ODN-mediated signaling is sure to
expand rapidly in the near future given the number of excellent
investigators currently working in this area.
 |
CELLULAR EFFECTS OF CPG ODN
|
|---|
The impact of CpG ODN has been evaluated extensively at the
cellular level. Initial studies demonstrated that B cells proliferate
and secrete Ig in response to CpG ODN. In fact, higher concentrations
of CpG ODN induce activation of over 90% of primary murine B cells. At
lower concentrations, B cell activation by CpG ODN synergizes with
signals through antigen-specific activation pathways
[7
]. The effect of CpG ODN has also been studied on
cells, such as WEHI-231, that undergo apoptosis in response to
cross-linking of the B cell receptor. CpG ODN rescues these cells from
anti-IgM-induced cell cycle arrest and apoptosis [24
].
This activation results in phenotypic changes such as up-regulation of
Class I MHC, Class II MHC, and costimulatory molecules
[7
]. Human B cells also respond to CpG ODN treatment,
although the proliferative effect of CpG ODN on human B cells is not as
profound as that seen in the murine system. It is interesting that
similar changes are seen with malignant cells, including chronic
lymphocytic leukemia cells [25
, 26
] and
other malignant B cells [unpublished results].
CpG ODN can also activate antigen-presenting cells (APCs) including
monocytes, macrophages, and dendritic cells [27
]. This
plays a central role in the overall immune response to CpG ODN. Effects
of CpG ODN include induction of cytokine production and change in
phenotype. Production of a growing number of cytokines is increased by
CpG ODN including IL-6, IL-12, IFN-
, IFN-ß, TNF-
, IL-1ß, and
IL-18 [8
, 28
, 29
]. Phenotypic
changes on professional APCs are similar to those seen with B cells,
and include induction of MHC and costimulatory molecule expression.
Actual changes vary with different CpG ODN and from cell type to cell
type, however, a common theme is that CpG ODN induce maturation of
immature APCs. For example, dendritic cells derived from both bone
marrow and skin up-regulate class I, class II, CD80, CD86, and CD40,
and produce IL-12 [30
31
32
].
NK activity is also increased by CpG ODN [33
]. Much of
this effect is indirect because highly purified NK cells are not
strongly activated by CpG. IL-12 and IL-18 likely play a key role in
this response. There appears to be a positive feedback loop between
APCs and NK cells [34
]. NK cells secrete IFN-
after
being stimulated by IL-12 and IL-18 that is produced by CpG
ODN-stimulated APCs. This IFN-
further activates the APCs.
The effects of CpG ODN on T cells remains controversial. Clearly, the
activation of APCs by CpG ODN has potent, if indirect, effects on T
cells [35
]. Some investigators have reported that CpG
ODN also has direct effects on T cells, and can supply a costimulatory
signal directly to the T cell [36
, 37
]. We
have been unable to detect such an effect. Because different sets of
ODN were used by these two groups, it is possible the costimulatory
effect on T cells was due to non-CpG motifs in the ODN, and not to the
CpG motif itself. Further work is needed in this area. Nevertheless,
this points out the complexity of the responses to immunostimulatory
DNA.
 |
IN VIVO EFFECTS OF CPG ODN
|
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Given the diverse and potent effects CpG ODN has on a variety of
immune cell subsets, it is not surprising that these agents are potent
when administered in vivo. Studies in humans are only now
beginning. However, extensive studies have been done in rodents, and
some studies have been done in non-human primates. The observed
in vivo data fits well with the in vitro data
outlined above. Mice treated with CpG ODN develop splenomegally due to
expansion of the B cell compartment, proliferation of NK cells, and
extramedullary hematopoeisis [38
]. They also have an
increase in serum immunoglobulins, and increased production of a broad
range of cytokines as outlined above. These changes confirm the shift
toward a Th1 response [39
], with increased levels of
IgG2a, and IFN-
[8
, 40
]. IL-6 and IL-12
secretion is increased within 4 h after in vivo
treatment with CpG ODN. CpG ODN is, in general, well tolerated whether
CpG ODN is given intravenously, subcutaneously, or intraperitoneally
with no formation of sterile abscesses as is seen with complete
Freunds adjuvant.
Toxicity can be seen in select conditions. Repeated large doses of CpG
ODN can cause a wasting syndrome, and ultimately can be fatal to mice,
apparently due to massive B cell proliferation and cytokine production.
Toxicity has also been observed with the combination of CpG ODN and
lipopolysaccharide (LPS), with CpG effectively priming mice for a
Schwartman-like reaction when a small dose of LPS is given a few hours
after CpG ODN [40
]. As clinical trials progress,
particular caution will need to be taken when CpG ODN are combined with
other agents that induce activation of monocytes and macrophages. It
will also be important to monitor whether CpG ODN therapy increases the
toxic systemic effects of bacterial infection.
 |
HETEROGENEITY OF CPG ODN EFFECTS
|
|---|
ODN backbone itself can impact on in vitro and in
vivo immunostimulatory activity [41
].
Phosphodiester DNA with CpG motifs, including synthetic ODN and
bacterial DNA, can stimulate large amounts of cytokines in
vitro and in vivo [40
]. However,
phosphodiester CpG ODN do not induce massive splenomegally seen with
phosphorothioate CpG ODN, and phosphodiester CpG ODN are not as
effective as phosporothioate CpG ODN when used as immune adjuvants
[42
]. This is most likely because ODN with a
phosphodiester backbone are very sensitive to nucleases and are
degraded rapidly.
In addition, the anti-sense literature teaches us that the
phosphorothioate backbone of ODN has non-sequence-specific
immunostimulatory effects. For example, non-CpG phosphorothioate ODN
have been shown to activate the transcription factor Sp1, which plays a
key role in translation of multiple genes [43
]. It is
important to note that stimulatory effects of non-CpG phosphorothioate
ODN are relatively limited when compared to the effects of
phosphorothioate CpG ODN.
A variety of cell populations are activated by CpG ODN, and CpG ODN
with different sequences vary in their ability to activate various cell
populations. There is also variability from species to species
[44
]. This makes definition of the immunological effects
of a specific CpG ODN complex. Despite this heterogeneity, a number of
patterns of cellular activation appear to be emerging, which is
allowing us to designate various classes of CpG ODN. Some CpG ODN
induce significant activation of APCs (monocytes, dendritic cells), NK
cells, and production of IFN-
, but have little impact on B cells.
This class of ODN has recently been designated as "CpG-
." Other
CpG ODN activate APCs and NK cells, but induce little IFN-
. These
CpG ODN are potent activators of B cells. These are designated
"CpG-ß." The rules related to which CpG ODN will be CpG-
and
which will be CpG-ß are only now being worked out. What is clear is
that the CpG motifs are not the only sequences that are relevant and
that the nucleotides preceding and following the CpG motifs can have a
significant impact on the immune effects of the ODN [33
,
41
, 45
, 46
].
 |
CPG ODN TO ENHANCE INNATE IMMUNITY AND AS AN IMMUNE ADJUVANT
FOR IMMUNIZATION
|
|---|
Given the potent immunostimulatory effects of CpG ODN, there are a
number of conditions for which such agents might prove useful
clinically. Solid animal model data suggest the shift of the immune
response to a Th1 response by CpG ODN could be of benefit for the
treatment of infectious diseases by enhancing innate immunity or by
serving as an immune adjuvant during vaccination. CpG ODN therapy also
holds promise for "Th2" diseases such as allergy and asthma.
Finally, there are a number of scenarios where CpG ODN could be used as
a component of cancer immunotherapy. Each of these areas is under
intensive investigation.
The ability of CpG ODN to enhance the innate immune system, as
indicated by activation of NK cells and monocytes, could be of use in
itself. CpG ODN is a highly effective therapeutic agent for the
treatment of murine models of leishmania [43
] and is
also protective against a challenge with Listeria
monocytogenes [47
]. CpG ODN is currently being
investigated for its ability to enhance innate immune defenses against
other infectious organisms.
In addition to enhancing innate immunity, CpG ODN may be useful in
preventing and treating infectious diseases based on its ability to
enhance an antigen-specific response. CpG ODN is also attractive as a
component of cancer vaccine strategies. Immune adjuvants used most
extensively today enhance the Th2 response, and do not markedly enhance
cellular immunity. Aluminum hydroxide is used in most commercial
vaccine preparations and has been shown to actually block activation of
CD8+ cytotoxic T lymphocytes (CTLs) in mice
[48
]. Other adjuvants that induce an enhanced Th1
response are currently being evaluated in both pre-clinical and
clinical studies [49
]. These include threonyl-muryl
dipeptide [50
], a variety of attenuated or killed
bacteria [51
] and bacterial derivatives
[52
], BCG [53
] and Quillaja
saponaria 21(QS21) [48
], which has shown promise in
preliminary clinical trials. However, none of these adjuvants are ideal
due to toxicity (including both systemic toxicity and local
inflammation after repeated immunization), limited efficacy at
stimulating a cellular response, or difficulties associated with
production.
A variety of characteristics of CpG ODN make them attractive as immune
adjuvants. CpG ODN is inexpensive to produce. As reviewed above, there
is significant synergy between signals delivered through the B cell
receptor and CpG ODN that results in enhanced production of antibody.
CpG ODN also has potent effects on APCs and enhances their ability to
present antigen. Studies in a range of animal models have demonstrated
that CpG ODN can serve well in this capacity. Using hen-egg lysozyme
(HEL) as the antigen, Chu et al. found that immunization in incomplete
Freunds adjuvant (IFA) resulted in Th2-dominated immune response
characterized by HEL-specific secretion of Th2 cytokines (i.e., IL-5
but not IFN-
). In contrast, immunization with HEL and CpG ODN
switched the immune response to a Th1-dominated cytokine pattern (high
levels of IFN-
and decreased IL-5) [39
,
54
]. CpG ODN also enhanced production of anti-HEL IgG2a
when compared with IFA-HEL. This Th1 response was more marked than that
seen with complete Freunds adjuvant (CFA) despite a lack of local
inflammation with CpG ODN. Davis and colleagues also found that CpG ODN
markedly increased antigen-specific IgG and particularly IgG2a, using
hepatitis virus B surface antigen as the immunogen [55
].
It is important to note that they also found that CpG ODN enhanced
development of a hepatitis virus B surface antigen-specific cytotoxic T
cell response. Lipford et al. found a similar humoral and cellular
response using ovalbumin as the target antigen [56
].
Results with models of influenza are also promising, and have
demonstrated that CpG ODN can enhance immunization delivered via the
mucosa [57
].
Our studies in a tumor model utilized the Id from the 38C13 murine
lymphoma model as the target antigen. CpG ODN was as effective as CFA
at inducing an antigen-specific antibody response, and was associated
with less toxicity [42
]. Again, CpG ODN induced a higher
titer of antigen-specific IgG2a than did CFA. Therapeutically, mice
immunized with CpG ODN as an adjuvant and Id-KLH as the immunogen were
protected from tumor challenge to a degree similar to that seen in mice
immunized with CFA and Id-KLH but with less toxicity
[42
]. In addition, there was synergy between CpG ODN and
granulocyte-monocyte colony-stimulating factor (GM-CSF)
[31
].
Studies in primates are also promising. Davis et al. have found that
CpG ODN can markedly enhance the response of orangutans to hepatitis B
immunization. A significant fraction of orangutans are hyporesponsive
to current commercial hepatitis B vaccines. The addition of CpG ODN to
the vaccine markedly increased the seroconversion rates and greatly
enhanced the antibody response [58
]. After two doses,
100% of animals immunized with CpG ODN plus the vaccine had protective
levels of antibodies compared to only 8% of animals immunized with the
commercial vaccine.
Most importantly, similar results have recently been reported in the
first human trial with CpG ODN. Two weeks after the first immunization
of normal volunteers, 92% of subjects receiving CpG ODN combined with
vaccine had antibodies compared to 0% of the subjects receiving
vaccine alone. Two and four weeks after the second dose, antibody
titers were more than 30 times higher in subjects receiving CpG ODN
plus vaccine when compared to vaccine alone (Arthur Krieg, personal
communication).
Data in both the murine and human systems demonstrate that CpG ODN can
enhance T cell activity by activating APCs and improving their ability
to present antigen and activate T cells. This concept fits well with
the recent focus of adoptive immunotherapy studies on therapy with
ex vivo activation of APCs. Studies evaluating the immune
effects of dendritic cells (DCs), which are extremely potent APCs, are
particularly promising [59
, 60
],
particularly given their ability to induce a cellular immune response
[61
, 62
63
64
]. Levy and colleagues have
demonstrated induction of an antigen-specific cellular response after
treatment with antigen-pulsed DCs in a small clinical trial
[65
]. This was in stark contrast to the studies,
reported by the same group, which demonstrated that immunization of
patients with Id-KLH leads to an intense humoral response
[66
]. Enhanced immune activation in patients immunized
with DCs pulsed with melanoma-associated antigens has also been
reported recently [67
].
Studies exploring the effect of CpG ODN on DCs have only recently
begun. These preliminary investigations indicate CpG ODN can enhance
the ability of some subpopulations of DCs to present antigen and induce
an antigen-specific cellular response. Sparwasser et al. have shown
that CpG ODN induces maturation of immature DC obtained from murine
bone marrow and activates mature DC to produce cytokines, including
IL-12, IL-6, and TNF-
[32
]. Jakob et al. found that
treatment of DCs derived from murine fetal skin decreased
E-cadherin-mediated adhesion, up-regulated MHC class-II and
co-stimulatory molecules, and enhanced accessory cell activity.
Injection of CpG ODN into murine dermis led to enhanced expression of
MHC class II and CD86 by the Langerhans cells [30
]. We
also found that CpG ODN markedly enhance the production of cytokines,
including IL-12, from DCs derived from murine bone marrow through the
use of GM-CSF and IL-4 [31
], and that CpG ODN can
enhance the survival, maturation, and differentiation of primary human
DCs isolated from the peripheral blood [45
]. Clearly,
DCs do not represent a single population of cells. The ideal source of
DCs or approach to in vitro expansion, activation, exposure
to antigen, and re-infusion has yet to be determined. Nevertheless,
there is reason to believe CpG ODN could be useful in enhancing the
immunological response to DCs.
Another area of intense interest in the field of immunotherapy is the
use of immunization using DNA constructs containing sequences that code
for the antigen of interest [68
69
70
]. The intent of such
therapy is to have host cells take up the DNA, produce protein coded by
the DNA, and express peptides derived from that protein in host class I
MHC, thereby inducing a cellular immune response directed toward that
antigen. It remains unclear whether these functions can be performed by
any cells (such as myocytes) that take up the DNA, or whether
professional APCs are required [71
, 72
].
Nevertheless, the inclusion of sequences containing the CpG motif as
part of the construct seems to enhance the resulting immune response in
animal models. Sato et al. found that human monocytes transfected with
plasmid DNA or double-stranded oligonucleotides containing CpG
sequences transcribed larger amounts of IFN-
, IFN-ß, and IL-12
when compared with cells transfected with DNA that did not contain such
sequences [73
]. Thus, modifying the CpG content of
vectors intended for DNA immunization can have a significant impact on
their ability to induce development of a cellular response
[74
]. The ability to construct vectors that encode for a
specific protein and enhance a Th1 response to peptides derived from
that protein would have clear implications in the area of vaccination
for intracellular parasites and cancer and is currently undergoing
intense investigation.
 |
CPG ODN AS A TREATMENT FOR ALLERGY AND ASTHMA
|
|---|
Allergic diseases including asthma are an increasing problem in
developed countries [75
]. It has been suggested that the
asthma and allergy "epidemic" may actually be a side-effect of
progress in the area of infection control. As public health has
improved, there has been a decreased rate of bacterial infection in the
population as a whole. If bacterial products, including bacterial DNA,
induce a shift toward a Th1 response, the lack of exposure to such
products throughout life could conceivably result in a shift in the
immune system, at the population level, toward Th2 type responses. This
is highly speculative, and the Th1/Th2 dichotomy is far from
straightforward. Nevertheless, it does raise the question of whether
CpG ODN can be used on an individual basis to shift the Th1/Th2 balance
in patients with diseases, such as allergy and asthma, that are
associated with a strong Th2 response. Animal studies indicate this may
be possible.
Kline et al. have used an inhalation mouse model to demonstrate that
systemic CpG ODN can prevent the development of airway eosinophilia and
bronchial hyperreactivity in animals sensitized to an allergen
(schistosome eggs) [76
]. This therapeutic response is
associated with a decrease in IL-4, and an increase in IFN-
and
IL-12 in the airway fluid. An area of some controversy relates to
whether conjugation of the allergen to the ODN is required to obtain an
optimal therapeutic response. Raz and colleagues have performed a
series of studies suggesting this is the case. The most convincing of
these studies involved conjugation of a ragweed allergen to
CpG-containing immunostimulatory DNA sequences (termed "ISS"). This
conjugate suppressed the IgE response in a number of species
[77
].
As outlined above, one effect of CpG ODN is to drive immature APCs
toward induction of a Th1-type response. Thus, the activation of APCs
and B cells raises the possibility that treatment with CpG ODN could
lead to the induction of autoantibody production and other forms of
autoimmunity [78
]. Animal models are mixed in this
regard, with some failing to demonstrate induction or exaggeration of
autoimmunity [79
, 80
], whereas others
suggest ODN could enhance the severity of disease in model systems of
autoimmunity [81
]. Further work is clearly needed in
this area.
 |
CPG ODN AS A CANCER THERAPY
|
|---|
A number of different approaches could be used to apply CpG ODN to
the treatment of cancer. As outlined above, CpG ODN have potent effects
on innate immunity and as an immune adjuvant. With respect to innate
immunity, the therapeutic effect of Coleys toxin in cancer was likely
due to production of a number of cytokines, and bacterial DNA in this
preparation may have played an important role in this activity. We now
know that CpG ODN induce enhanced production of a number of the
cytokines that, individually, have anti-tumor activity, including
TNF-
, IL-12, and IFN-
[29
, 33
,
40
]. These cytokines are now available in recombinant
form, and are known to have anti-tumor effects in both animal models
and clinical trials [82
83
84
]. Unfortunately, clinical
responses to these cytokines have, in general, been limited, and
significant toxicity has been noted. The immune response normally
involves the integrated production of a variety of cytokines that work
in concert both locally and systemically. It is rational to hypothesize
that CpG ODN, which is able to orchestrate the production of cytokines
by the host both temporally and spatially, could be more effective and
less toxic than recombinant cytokines at inducing an anti-tumor
response. In addition to stimulating cytokine production, CpG ODN have
direct effects on immune cell subpopulations that play an important
role in anti-tumor immunity, including NK cells [33
], B
cells [7
], monocytes and macrophages [32
,
85
], and dendritic cells [30
,
31
, 45
].
In vivo, systemic administration of CpG ODN as a single
agent can have anti-tumor effects that appear to be related to enhanced
NK activity. Smith et al. used a murine model of lymphoma to evaluate
the anti-tumor effects of an antisense phosphorothioate DNA designed to
block the c-myc oncogene. Both antisense DNA and control
sequences inhibited tumor growth. Further investigation demonstrated
that the immunostimulatory effect of the DNA, and not anti-sense
activity, was responsible for the observed anti-tumor effects
[86
]. Carpentier et al. have demonstrated that CpG ODN
can induce in vivo rejection of neuroblastoma xenografts,
most likely due to activation of NK cells [87
]. We have
found that CpG ODN inhibits the in vivo growth of B16
melanoma cells and EL4 lymphoma in both immunocompetent and severe
combined immunodeficiency mice that lack T or B cells but retain NK
function. Removing NK cells eliminated the anti-tumor response
[unpublished results]. Although toxicity from CpG ODN in these and
other animal models has been limited, toxicity from nonspecific
anti-cancer therapy often limits clinical efficacy. Clinical trials
currently underway will help us determine whether CpG ODN used to
stimulate the innate immune system have promise in the treatment of
cancer.
Enhancement of the innate immune system can be used to increase
anti-tumor activity in a more specific manner if used in combination
with passive administration of agents that allow for tumor targeting,
such as monoclonal antibodies. Recent clinical studies demonstrate
unlabeled monoclonal antibodies as single agents have significant
anti-tumor activity in a number of tumor types, including lymphoma and
breast carcinoma [88
, 89
]. Despite this
success, there continues to be significant room for improvement, with
most patients responding only transiently. Antibody-dependent cellular
cytotoxicity (ADCC) mediated by NK cells and monocytes/macrophages
likely plays a large role in the observed clinical responses. The
addition of CpG ODN to activate NK cells and monocytes/macrophages,
could therefore enhance the efficacy of antibody therapy.
Indeed, we found that CpG ODN-activated murine splenocytes or human
peripheral blood lymphocytes mediate ADCC more effectively than do
unactivated lymphocytes. In vivo, CpG ODN alone had no
effect on survival of mice inoculated with the 38C13 murine B cell
lymphoma. However, a single injection of CpG ODN enhanced the
anti-tumor response to anti-tumor antibody therapy [90
].
The combination of antibody plus a single dose of CpG ODN was more
effective than antibody with multiple doses of IL-2 at inhibiting tumor
growth. More recently, we have found that repeated doses of antibody
plus CpG ODN can eliminate tumor load estimated to be 30-fold greater
than can antibody alone [unpublished results]. Thus, use of CpG ODN
to enhance the efficacy of antibody therapy remains promising. A
clinical trial designed to assess this possibility will begin shortly.
Although vaccination for infectious diseases has had a major impact on
worldwide public health, development of cancer vaccines has been more
difficult. Most challenging in the development of cancer vaccines is
the need to break immune tolerance against an antigen, and induce a
tumor-specific immune response, including a cellular response strong
enough to induce tumor cell destruction [64
,
91
, 92
]. According to classic immunological
teaching, intracellular proteins are processed and presented in class I
molecules, and this leads to a cellular immune response. In contrast,
extracellular antigens are taken into the cell and presented in class
II molecules, which leads to a humoral response. It is now accepted
that there is cross-talk between the class I and class II pathways,
with some extracellular antigens taken up by APCs and processed in a
manner that leads to presentation in class I molecules and development
of a CTL response [93
]. There is now evidence in a
number of systems that CpG ODN enhances "cross-priming." In these
systems, APCs process exogenous antigen and present peptides derived
from such antigens in class I MHC. CpG ODN enhances this effect so that
an effective cellular response can be induced by immunization with an
intact model antigen [56
]. Clinical trials will be
needed to determine whether such a response can be elicited in humans.
There is also growing evidence that CpG ODN can impact on cells that
are not strictly considered part of the immune system. CpG ODN induces
mobilization of hematopoietic cells and extramedullary hematopoeisis,
particularly in the spleen [38
]. Ongoing studies are
exploring the effect of CpG ODN on marrow reconstitution after a
variety of myelosuppressive treatments. Whether similar effects on
hematopoeisis will occur in humans remains to be seen.
 |
CONCLUSIONS
|
|---|
Recent advances in our understanding of the relationship between
the immune system and infection, autoimmunity, and cancer have
reawakened interest in the field of immunotherapy. Recognition of the
potent immunostimulatory effects of CpG ODN suggest that such agents
may well be important agents in the basic immunology laboratory, and in
the treatment and prevention of a broad range of diseases. Preliminary
studies suggest CpG ODN can be effective in a variety of scenarios when
used alone or in combination with other agents. Despite this promise we
still do not understand the molecular mechanisms responsible for the
immunostimulatory effects of CpG ODN. All CpG ODN are not alike, and
more needs to be learned about the heterogeneous responses that occur
based on host organism, cell subset, or CpG ODN sequence. Most
importantly, we have not yet explored their clinical effects. Further
work with CpG ODN in both the laboratory and the clinic is needed
before we can know their true promise as investigational immunological
and therapeutic agents.
 |
ACKNOWLEDGEMENTS
|
|---|
This work was supported, in part, by R01 CA77764 from the National
Institutes of Health. G. J. W. receives research funding
from, and has a financial interest in, Coley Pharmaceutical Group.
 |
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